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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgency sort iconPenalty Amount
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£116,558
A.H.Cross & Co anti-money-laundering deficiencies2021UK-ICAEW£8,703
Greenback Alan LLP accounting fraud or deficiencies2021UK-ICAEW£700
Dutton Moore accounting fraud or deficiencies2021UK-ICAEW£8,000
Ellis Lloyd Jones LLP accounting fraud or deficiencies2021UK-ICAEW£0
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£44,613
MBL (Business and Tax Advisers) Ltd accounting fraud or deficiencies2020UK-ICAEW£8,587
Crowe U.K. LLP accounting fraud or deficiencies2020UK-ICAEW£0
Batesons accounting fraud or deficiencies2020UK-ICAEW£700
Goodale Mardle Limited anti-money-laundering deficiencies2020UK-ICAEW£700
PKF Littlejohn LLP accounting fraud or deficiencies2020UK-ICAEW£6,353
Haines Watts Leeds LLP accounting fraud or deficiencies2020UK-ICAEW£56,251
Creaseys LLP accounting fraud or deficiencies2020UK-ICAEW£18,363
Creaseys Group Limited accounting fraud or deficiencies2020UK-ICAEW£9,219
Mitchell Glanville Limited accounting fraud or deficiencies2020UK-ICAEW£18,587
Hornbeam Accountancy Services Ltd accounting fraud or deficiencies2020UK-ICAEW£700
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Complete Audit and Accounting Solutions Ltd accounting fraud or deficiencies2020UK-ICAEW£3,500
Vincent Clemas CAAS Limited accounting fraud or deficiencies2020UK-ICAEW£1,000
Lever Bros & Co accounting fraud or deficiencies2020UK-ICAEW£449
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£9,750
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£9,585
Garside & Co Limited accounting fraud or deficiencies2020UK-ICAEW£1,267
Wills Bingley Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£30,612
MMO Limited anti-money-laundering deficiencies2020UK-ICAEW£7,040
A4G LLP accounting fraud or deficiencies2020UK-ICAEW£7,937
Blick Rothenberg Global Business Services Limited accounting fraud or deficiencies2020UK-ICAEW£7,924
DPC Accountants Limited accounting fraud or deficiencies2020UK-ICAEW£700
Davenport Hodgkiss anti-money-laundering deficiencies2020UK-ICAEW£700
DSM CA Limited accounting fraud or deficiencies2020UK-ICAEW£10,000
Nexia Smith & Williamson Audit Limited accounting fraud or deficiencies2020UK-ICAEW£254,248
Lancasters (Accountants) Ltd accounting fraud or deficiencies2020UK-ICAEW£12,731
Abacus 114 Limited anti-money-laundering deficiencies2020UK-ICAEW£2,082
FSPG accounting fraud or deficiencies2020UK-ICAEW£20,731
Alun Evans accounting fraud or deficiencies2020UK-ICAEW£2,024
B J Mistry & Co accounting fraud or deficiencies2020UK-ICAEW£1,050
Shacter Cohen & Bor LLP accounting fraud or deficiencies2020UK-ICAEW£17,551
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Brooks Carling Accountants Limited accounting fraud or deficiencies2020UK-ICAEW£2,100
J W Walsh Accountants 2018 Ltd accounting fraud or deficiencies2020UK-ICAEW£2,000
HW Fisher accounting fraud or deficiencies2020UK-ICAEW£69,928
Allan George Consultants anti-money-laundering deficiencies2020UK-ICAEW£700
Gilpin & Harding Limited accounting fraud or deficiencies2020UK-ICAEW£5,156
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Hodge Bakshi Limited accounting fraud or deficiencies2020UK-ICAEW£50,350
Moore Kingston Smith LLP accounting fraud or deficiencies2020UK-ICAEW£5,745
Kleinman Graham accounting fraud or deficiencies2020UK-ICAEW£3,000
Forbes Dawson accounting fraud or deficiencies2020UK-ICAEW£1,400
Georgiou & Prasanna LLP accounting fraud or deficiencies2020UK-ICAEW£4,000
Benson Wood Limited accounting fraud or deficiencies2020UK-ICAEW£700
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£16,270
Bradwell & Partners accounting fraud or deficiencies2020UK-ICAEW£750
Garton Graham & Co accounting fraud or deficiencies2020UK-ICAEW£30,000
Joseph Meer Ltd accounting fraud or deficiencies2020UK-ICAEW£3,586
BSS & Co (Accountancy Services) Limited accounting fraud or deficiencies2020UK-ICAEW£700
Lawfords Consulting Limited accounting fraud or deficiencies2020UK-ICAEW£700
Montgomery Taff Ltd accounting fraud or deficiencies2020UK-ICAEW£350
Friend-James Ltd accounting fraud or deficiencies2020UK-ICAEW£1,050
Davis Bonley Limited accounting fraud or deficiencies2020UK-ICAEW£350
Beresfords accounting fraud or deficiencies2020UK-ICAEW£4,000
CAP Accountancy Limited accounting fraud or deficiencies2020UK-ICAEW£700
H.L. Barnes & Sons accounting fraud or deficiencies2020UK-ICAEW£700
Styles & Co JFC Limited anti-money-laundering deficiencies2020UK-ICAEW£700
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£0
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
Cube3 Solutions Limited accounting fraud or deficiencies2020UK-ICAEW£525
Bajaj & Company accounting fraud or deficiencies2020UK-ICAEW£1,120
K M Business Solutions Limited anti-money-laundering deficiencies2020UK-ICAEW£1,000
Guilfoyle, Sage & Co accounting fraud or deficiencies2020UK-ICAEW£2,000
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Elliott & Company accounting fraud or deficiencies2020UK-ICAEW£1,050
Thickbroom Coventry Limited accounting fraud or deficiencies2020UK-ICAEW£6,091
J W Hinks LLP accounting fraud or deficiencies2020UK-ICAEW£2,100
Scrutton Bland LLP accounting fraud or deficiencies2020UK-ICAEW£705
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Thompson Wright Limited accounting fraud or deficiencies2020UK-ICAEW£266
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
UHY Wingfield Slater Limited accounting fraud or deficiencies2020UK-ICAEW£3,924
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£6,243
Landau Baker Limited accounting fraud or deficiencies2020UK-ICAEW£1,988
Arnold Hill & Co LLP accounting fraud or deficiencies2020UK-ICAEW£1,530
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,400
Crossley & Davis accounting fraud or deficiencies2020UK-ICAEW£6,992
Ensors Accountants LLP accounting fraud or deficiencies2020UK-ICAEW£5,280
Agutter-Khanderia accounting fraud or deficiencies2020UK-ICAEW£500
Wheeler & Company Limited anti-money-laundering deficiencies2020UK-ICAEW£630
R P Imray accounting fraud or deficiencies2020UK-ICAEW£1,000
BVN Partners LLP accounting fraud or deficiencies2020UK-ICAEW£6,455
Wilkins Kennedy accounting fraud or deficiencies2020UK-ICAEW£79,940
Wilkins Kennedy accounting fraud or deficiencies2020UK-ICAEW£33,121
Knav UK Limited accounting fraud or deficiencies2020UK-ICAEW£3,000
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
Alexander & Co accounting fraud or deficiencies2020UK-ICAEW£7,808
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,815,000
GMG Roberts accounting fraud or deficiencies2020UK-ICAEW£500
Anthony Tiscoe & Co accounting fraud or deficiencies2020UK-ICAEW£4,000
Hicks and Company accounting fraud or deficiencies2020UK-ICAEW£6,367
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Carter Backer Winter LLP accounting fraud or deficiencies2020UK-ICAEW£3,986