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Violation Tracker UK Individual Case

Company: DSM CA Limited
Company City/Town: Clitheroe
Company Nation/Region: England
Penalty: £10,000
Year: 2020
Date: 22 September, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: DSM CA Limited, Clitheroe, United Kingdom, has agreed to pay a regulatory penalty of £10,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 7.01, for failing to comply with a condition imposed by the committee to submit the results of the external hot file reviews within one month of their completion.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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