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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgency sort iconPenalty Amount
Haines Watts Exeter LLP accounting fraud or deficiencies2016UK-ICAEW£15,613
Clear Vision Accountancy Ltd accounting fraud or deficiencies2016UK-ICAEW£10,305
Four Oaks Taxation & Accounting Services Limited accounting fraud or deficiencies2016UK-ICAEW£20,799
Barlow Andrews LLP accounting fraud or deficiencies2015UK-ICAEW£15,880
KJA Kilner Johnson Limited accounting fraud or deficiencies2015UK-ICAEW£10,893
Mehta & Tengra anti-money-laundering deficiencies2015UK-ICAEW£7,505
The Mudd Partnership accounting fraud or deficiencies2015UK-ICAEW£24,905
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2015UK-ICAEW£345,000
Henn & Westwood accounting fraud or deficiencies2015UK-ICAEW£7,268
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
Robertson Milroy Limited accounting fraud or deficiencies2015UK-ICAEW£14,380
Hill Osborne Ltd accounting fraud or deficiencies2015UK-ICAEW£10,380
Business Focus & Systems Limited accounting fraud or deficiencies2014UK-ICAEW£10,442
Cox Costello & Horne Limited accounting fraud or deficiencies2014UK-ICAEW£20,380
Wells Professional Partnership LLP accounting fraud or deficiencies2014UK-ICAEW£16,705
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£1,000
Leaman Mattei Limited accounting fraud or deficiencies2021UK-ICAEW£27,101
Harris & Co Limited accounting fraud or deficiencies2021UK-ICAEW£350
Iliffe Poulter Limited accounting fraud or deficiencies2021UK-ICAEW£447
Kingham Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£560
Moore Family Office Limited accounting fraud or deficiencies2021UK-ICAEW£700
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
Team Audit Ltd accounting fraud or deficiencies2021UK-ICAEW£1,400
BFE Brays Ltd accounting fraud or deficiencies2021UK-ICAEW£1,400
John A Hyde & Co Limited accounting fraud or deficiencies2021UK-ICAEW£1,750
Next Level Business Limited accounting fraud or deficiencies2021UK-ICAEW£2,944
Wilson Henry LLP accounting fraud or deficiencies2021UK-ICAEW£4,598
Crowe U.K. LLP accounting fraud or deficiencies2021UK-ICAEW£20,155
Gregory Priestley & Stewart accounting fraud or deficiencies2021UK-ICAEW£22,695
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£65,835
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£100,783
Adroit Auditing Limited accounting fraud or deficiencies2021UK-ICAEW£0
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£0
Fenleys accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£0
Libcus Limited accounting fraud or deficiencies2021UK-ICAEW£0
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£14,683
Azets Audit Services Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
MGA Accountants LLP accounting fraud or deficiencies2022UK-ICAEW£2,800
Cobbin Floyd Limited accounting fraud or deficiencies2022UK-ICAEW£2,450
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£67,152
MacIntyre Hudson LLP accounting fraud or deficiencies2022UK-ICAEW£10,758
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£15,345
Cheesmans accounting fraud or deficiencies2022UK-ICAEW£145,000
Waveney Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£16,362
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Gilroy & Brookes Audit Limited accounting fraud or deficiencies2021UK-ICAEW£4,000
Parvez & Co accounting fraud or deficiencies2021UK-ICAEW£25,619
Hazlewoods LLP accounting fraud or deficiencies2021UK-ICAEW£50,575
Barber & Co LLP accounting fraud or deficiencies2022UK-ICAEW£2,100
Proud Goulbourn accounting fraud or deficiencies2022UK-ICAEW£2,100
Chelepis Watson Limited accounting fraud or deficiencies2022UK-ICAEW£4,162
Tomkinson Teal (Lichfield) LLP accounting fraud or deficiencies2022UK-ICAEW£30,617
Farrar Smith Limited accounting fraud or deficiencies2022UK-ICAEW£19,375
Fintech Associates Limited accounting fraud or deficiencies2022UK-ICAEW£5,664
Azets Holdings Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
Manningtons accounting fraud or deficiencies2022UK-ICAEW£4,200
MCT Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Hurst Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£5,250
KLSA LLP accounting fraud or deficiencies2022UK-ICAEW£2,020
PricewaterhouseCoopers CI LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£234,405
Bishop Fleming LLP accounting fraud or deficiencies2022UK-ICAEW£3,117
Brian Ziff Limited accounting fraud or deficiencies2022UK-ICAEW£350
Griffiths Marshall accounting fraud or deficiencies2022UK-ICAEW£7,000
Moore Scarrott Limited accounting fraud or deficiencies2022UK-ICAEW£2,795
MMO Limited accounting fraud or deficiencies2022UK-ICAEW£3,450
BAS Associates Ltd accounting fraud or deficiencies2022UK-ICAEW£2,487
Nickalls Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£840
Sharman Fielding accounting fraud or deficiencies2022UK-ICAEW£2,935
Kilby Fox accounting fraud or deficiencies2022UK-ICAEW£1,400
Creaseys Group Limited accounting fraud or deficiencies2022UK-ICAEW£3,500
Clive Owen LLP accounting fraud or deficiencies2022UK-ICAEW£23,048
Stewarts Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£1,400
Landau Morley LLP accounting fraud or deficiencies2022UK-ICAEW£1,500
Fisher Phillips LLP accounting fraud or deficiencies2022UK-ICAEW£1,400
Sharman Fielding accounting fraud or deficiencies2022UK-ICAEW£17,912
Hayward Wright Ltd accounting fraud or deficiencies2022UK-ICAEW£12,135
FD Professional Services Limited accounting fraud or deficiencies2022UK-ICAEW£1,400
ASE Professional Services Ltd accounting fraud or deficiencies2022UK-ICAEW£1,750
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
Fox Associate LLP accounting fraud or deficiencies2022UK-ICAEW£29,037
Lewis Brownlee (Chichester) Limited accounting fraud or deficiencies2022UK-ICAEW£9,538
ASE Group Ltd. accounting fraud or deficiencies2022UK-ICAEW£2,800
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£46,505
Hammonds Consultants Ltd accounting fraud or deficiencies2022UK-ICAEW£2,100
Forshaws Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£2,800
SRLV Audit Limited accounting fraud or deficiencies2022UK-ICAEW£20,260
Roberts & Co accounting fraud or deficiencies2022UK-ICAEW£30,125
Sampson West accounting fraud or deficiencies2022UK-ICAEW£700
Currie Accountancy Limited accounting fraud or deficiencies2022UK-ICAEW£1,680
Lewis Ballard BBB Limited accounting fraud or deficiencies2023UK-ICAEW£2,100
Fitzgerald Mithia Springer Limited accounting fraud or deficiencies2023UK-ICAEW£4,200
Chelepis Watson Limited accounting fraud or deficiencies2023UK-ICAEW£2,600
Sobell Rhodes LLP accounting fraud or deficiencies2023UK-ICAEW£3,500
Haines Watts Farnborough LLP accounting fraud or deficiencies2023UK-ICAEW£67,500
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£201,615
Clarke Nicklin LLP accounting fraud or deficiencies2023UK-ICAEW£28,000
Cheney & Co. accounting fraud or deficiencies2023UK-ICAEW£10,000
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Macalvins Limited accounting fraud or deficiencies2023UK-ICAEW£52,602