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Violation Tracker UK Individual Case

Company: Batesons
Company City/Town: Macclesfield
Company Nation/Region: England
Penalty: £700
Year: 2020
Date: 11 December, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: The owner of Batesons of Macclesfield has agreed to pay a practice assurance penalty of £700. This was in view of his admitted breach of breach of Practice Assurance 4 (2008 Regulations); in that he failed to comply with a written assurance to issue clients with details of the firm's fees and complaints procedures, as required by the Code of Ethics (240.2b [2011]) and ICAEW Disciplinary Bye-law 11.1.
Action Type: agency action
Settlement Type: Practice Assurance Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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