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Violation Tracker UK Individual Case

Company: Guilfoyle, Sage & Co
Company City/Town: Newport
Company Nation/Region: Wales
Penalty: £2,000
Year: 2020
Date: 1 June, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Guilfoyle, Sage & Co, Newport, United Kingdom, has agreed to pay a regulatory penalty of £2,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 6.06 for failing to comply with an undertaking to submit the results of an external cold file review.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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