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Violation Tracker UK Individual Case

Company: Ellis Lloyd Jones LLP
Company City/Town: Newport
Company Nation/Region: Wales
Penalty: £0
Year: 2021
Date: 4 January, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Ellis Lloyd Jones LLP, Newport, United Kingdom, has admitted a breach of audit regulation2.03b for failing to ensure that it was eligible to hold audit registration, in that the majority of the voting rights were not held by individuals holding the Audit Qualification, or registered auditors. The Audit Registration Committee decided that, in the particular circumstances of this case, no financial sanction should be offered to the firm..
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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