Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Bajaj & Company
Company City/Town: Harrow
Company Nation/Region: England
Penalty: £1,120
Year: 2020
Date: 2 June, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Bajaj & Company.,North Harrow, United Kingdom, has agreed to pay a regulatory penalty of £1,120, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of Licensed Practice Handbook paragraphs 5.07 and 2.08b for failing to have arrangements in place for an external cold file review to be conducted of its ATOL work at least once every three years, and for the incorrect completion of its 2019 ICAEW annual return
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data(click here)