Basic Search  |  Summaries  |  Advanced SearchCompany City/Town: Newport
Company Nation/Region: Wales
Penalty: £8,703
Year: 2021
Date: 12 January, 2021
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: With the agreement of A.H. Cross & Co of Newport, United Kingdom the Investigation Committee made an order that the firm be severely reprimanded,fined £6,300 and pay costs of £2,403 with respect to complaints that the company failed to follow Anti-money laundering procedures and Clients' Money Regulations.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
Source of Data: (click here)