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Violation Tracker UK Individual Case

Company: Allan George Consultants
Company City/Town: West Wickham
Company Nation/Region: England
Penalty: £700
Year: 2020
Date: 24 August, 2020
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: The owner of Allan George Consultants of West Wickham, United Kingdom has agreed to pay a practice assurance penalty of £700, which was decided by the Practice Assurance Committee. This was in view of their admitted breach of Breach of PA 4 (2008 Regulations); in that he failed to comply with a written assurance given in his responses as required by the Money Laundering Regulations 2007.
Action Type: agency action
Settlement Type: Practice Assurance Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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