Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Garside & Co Limited
Company City/Town: London
Company Nation/Region: England
Penalty: £1,267
Year: 2020
Date: 20 October, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Garside & Co Limited, London, United Kingdom, has agreed to pay a regulatory penalty of £1,267, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.03a and 2.11 and Licensed Practice Handbook paragraphs 2.04b and 2.08d, for its failure to ensure that it was eligible to hold registration between January 2020 and April 2020, in that one of its principals did not hold the required affiliate status, and for its failure to notify ICAEW of changes within 10 business days.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data(click here)