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Violation Tracker UK Individual Case

Company: Lawfords Consulting Limited
Company City/Town: Weybridge
Company Nation/Region: England
Penalty: £700
Year: 2020
Date: 6 July, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Lawfords Consulting Limited,Walton-on-Thames, United Kingdom, has agreed to pay a regulatory penalty of £700, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 4.04 for allowing audit reports to be signed by an individual who was not, at the time, a responsible individual.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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