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Violation Tracker UK Individual Case

Company: Greenback Alan LLP
Company City/Town: London
Company Nation/Region: England
Penalty: £700
Year: 2021
Date: 7 January, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of Greenback Alan LLP, the Investigation Committee ordered that Greenback Alan LLP of London be reprimanded and given a fixed penalty of £700 representing a financial penalty of £1,000 to which a discount of 30% has been applied with respect to a complaint that it did not comply with assurances it would perform ongoing client due diligence.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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