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Violation Tracker UK Individual Case

Company: Dutton Moore
Company City/Town: Hull
Company Nation/Region: England
Penalty: £8,000
Year: 2021
Date: 5 January, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Dutton Moore,Hull, United Kingdom, has agreed to pay a regulatory penalty of £8,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 3.01, in that a partner in the firm was a trustee in a trust which held a financial interest in an audit client.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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