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Violation Tracker UK Individual Case

Company: Thickbroom Coventry Limited
Company City/Town: Waltham Cross
Company Nation/Region: England
Penalty: £6,091
Year: 2020
Date: 27 April, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Thickbroom Coventry Limited,Waltham Cross,United Kingdom, has agreed to pay a regulatory penalty of £6091, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.03b, 2.11, 2.07 and 6.06, for its failure to ensure it was eligible to hold registration in that the majority of its voting rights were not held by audit qualified individuals or registered auditors, its failure to notify ICAEW of changes within 10 business days, for signing at least 51 audit reports whilst ineligible, and for incorrectly completing its 2016, 2017 and 2018 annual returns.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data(click here)