Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Elliott & Company
Company City/Town: Oswestry
Company Nation/Region: England
Penalty: £1,050
Year: 2020
Date: 29 April, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: The owner of Elliot & Company of Oswestry, United Kingdom has agreed to pay a practice assurance penalty of £1,050, which was decided by the Practice Assurance Committee. This was in view of his admitted breach of Practice Assurance Regulation 4 (2008); in that the he failed to comply with a written assurance to send all clients details of his fees and complaints procedures, as required by the Code of Ethics (240.2b) [2011]) and ICAEW Disciplinary Byelaw 11.1
Action Type: agency action
Settlement Type: Practice Assurance Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data(click here)