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Violation Tracker UK Individual Case

Company: Landau Baker Limited
Company City/Town: London
Company Nation/Region: England
Penalty: £1,988
Year: 2020
Date: 2 April, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Landau Baker Limited, London, United Kingdom, has agreed to pay a regulatory penalty of £1,988, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.03b, 2.11 and 2.07, for its failure to ensure that it was eligible to hold audit registration in that the majority of its voting rights were not held by audit qualified individuals or registered auditors, and its failure to notify ICAEW of changes within 10 business day
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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