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Violation Tracker UK Individual Case

Company: MMO Limited
Company City/Town: Waterlooville
Company Nation/Region: England
Penalty: £7,040
Year: 2020
Date: 13 October, 2020
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: With the agreement of MMO Limited of Waterlooville, United Kingdom,the Investigation Committee made an order that the firm be severely reprimanded, fined £3,325 and pay costs of £3,715 with respect to complaints that it failed to fulfil assurances to clients in respect of anti-money laundering procedures and depositing client funds.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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