Basic Search  |  Summaries  |  Advanced SearchCompany City/Town: Waterlooville
Company Nation/Region: England
Penalty: £7,040
Year: 2020
Date: 13 October, 2020
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: With the agreement of MMO Limited of Waterlooville, United Kingdom,the Investigation Committee made an order that the firm be severely reprimanded, fined £3,325 and pay costs of £3,715 with respect to complaints that it failed to fulfil assurances to clients in respect of anti-money laundering procedures and depositing client funds.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
Source of Data: (click here)