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Violation Tracker UK Individual Case

Company: Rotherham Taylor Limited
Company City/Town: Preston
Company Nation/Region: England
Penalty: £1,400
Year: 2020
Date: 9 November, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Rotherham Taylor Limited of Preston, United Kingdom has agreed to pay a probate penalty of £1,400. This was in view of the firm's admitted breach of Probate Regulation 2.7L in that it did not inform ICAEW as soon as practicable or within 10 business days when a non-authorised person acquired a shareholding interest in the firm which, either before or after the change, qualified as a material interest
Action Type: agency action
Settlement Type: Probate Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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