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Violation Tracker UK Individual Case

Company: Davenport Hodgkiss
Company City/Town: Oldham
Company Nation/Region: England
Penalty: £700
Year: 2020
Date: 30 September, 2020
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: With the agreement of Davenport Hodgkiss, the Investigation Committee ordered that Davenport Hodgkiss, of Oldham, be reprimanded, and given a fixed penalty of £700 representing a financial penalty of £1,000 to which a discount of 30% has been applied with respect to a complaint of Anti-Money Laundering procedure failures.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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