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Violation Tracker UK Individual Case

Company: Brooks Carling Accountants Limited
Company City/Town: Epsom
Company Nation/Region: England
Penalty: £2,100
Year: 2020
Date: 31 August, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Brooks Carling Accountants Limited,Epsom, United Kingdom, has agreed to pay a regulatory penalty of £2,100, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of a condition previously imposed under audit regulation 7.01, for failing to submit the results of two external cold file reviews.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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