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Violation Tracker UK Individual Case

Company: Friend-James Ltd
Company City/Town: Brighton
Company Nation/Region: England
Penalty: £1,050
Year: 2020
Date: 3 July, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Friend-James Ltd, Brighton, United Kingdom, has agreed to pay a regulatory penalty of £1,050 which was offered by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 4.04 for allowing audit reports to be signed between December 2018 and June 2019 by an individual in the firm who was not, at the time, a responsible individual.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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