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Violation Tracker UK Individual Case

Company: Complete Audit and Accounting Solutions Ltd
Company City/Town: London
Company Nation/Region: England
Penalty: £3,500
Year: 2020
Date: 6 November, 2020
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Complete Audit and Accounting Solutions Ltd, London, United Kingdom, has agreed to pay a regulatory penalty of £3,500, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.03b and 2.07 for its failure to ensure that the voting rights were held by individuals holding an appropriate qualification or a registered auditor.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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