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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgency sort iconPenalty Amount
Blick Rothenberg Global Business Services Limited accounting fraud or deficiencies2020UK-ICAEW£7,924
DPC Accountants Limited accounting fraud or deficiencies2020UK-ICAEW£700
Davenport Hodgkiss anti-money-laundering deficiencies2020UK-ICAEW£700
DSM CA Limited accounting fraud or deficiencies2020UK-ICAEW£10,000
Nexia Smith & Williamson Audit Limited accounting fraud or deficiencies2020UK-ICAEW£254,248
Lancasters (Accountants) Ltd accounting fraud or deficiencies2020UK-ICAEW£12,731
Abacus 114 Limited anti-money-laundering deficiencies2020UK-ICAEW£2,082
FSPG accounting fraud or deficiencies2020UK-ICAEW£20,731
Alun Evans accounting fraud or deficiencies2020UK-ICAEW£2,024
B J Mistry & Co accounting fraud or deficiencies2020UK-ICAEW£1,050
Shacter Cohen & Bor LLP accounting fraud or deficiencies2020UK-ICAEW£17,551
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Brooks Carling Accountants Limited accounting fraud or deficiencies2020UK-ICAEW£2,100
J W Walsh Accountants 2018 Ltd accounting fraud or deficiencies2020UK-ICAEW£2,000
HW Fisher accounting fraud or deficiencies2020UK-ICAEW£69,928
Allan George Consultants anti-money-laundering deficiencies2020UK-ICAEW£700
Gilpin & Harding Limited accounting fraud or deficiencies2020UK-ICAEW£5,156
Chandley Robinson Ltd anti-money-laundering deficiencies2020UK-ICAEW£4,200
Hodge Bakshi Limited accounting fraud or deficiencies2020UK-ICAEW£50,350
Moore Kingston Smith LLP accounting fraud or deficiencies2020UK-ICAEW£5,745
Kleinman Graham accounting fraud or deficiencies2020UK-ICAEW£3,000
Forbes Dawson accounting fraud or deficiencies2020UK-ICAEW£1,400
Georgiou & Prasanna LLP accounting fraud or deficiencies2020UK-ICAEW£4,000
Benson Wood Limited accounting fraud or deficiencies2020UK-ICAEW£700
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£16,270
Bradwell & Partners accounting fraud or deficiencies2020UK-ICAEW£750
Garton Graham & Co accounting fraud or deficiencies2020UK-ICAEW£30,000
Joseph Meer Ltd accounting fraud or deficiencies2020UK-ICAEW£3,586
BSS & Co (Accountancy Services) Limited accounting fraud or deficiencies2020UK-ICAEW£700
Lawfords Consulting Limited accounting fraud or deficiencies2020UK-ICAEW£700
Montgomery Taff Ltd accounting fraud or deficiencies2020UK-ICAEW£350
Friend-James Ltd accounting fraud or deficiencies2020UK-ICAEW£1,050
Davis Bonley Limited accounting fraud or deficiencies2020UK-ICAEW£350
Beresfords accounting fraud or deficiencies2020UK-ICAEW£4,000
CAP Accountancy Limited accounting fraud or deficiencies2020UK-ICAEW£700
H.L. Barnes & Sons accounting fraud or deficiencies2020UK-ICAEW£700
Styles & Co JFC Limited anti-money-laundering deficiencies2020UK-ICAEW£700
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£0
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
Cube3 Solutions Limited accounting fraud or deficiencies2020UK-ICAEW£525
Bajaj & Company accounting fraud or deficiencies2020UK-ICAEW£1,120
K M Business Solutions Limited anti-money-laundering deficiencies2020UK-ICAEW£1,000
Guilfoyle, Sage & Co accounting fraud or deficiencies2020UK-ICAEW£2,000
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Elliott & Company accounting fraud or deficiencies2020UK-ICAEW£1,050
Thickbroom Coventry Limited accounting fraud or deficiencies2020UK-ICAEW£6,091
J W Hinks LLP accounting fraud or deficiencies2020UK-ICAEW£2,100
Scrutton Bland LLP accounting fraud or deficiencies2020UK-ICAEW£705
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Thompson Wright Limited accounting fraud or deficiencies2020UK-ICAEW£266
Chicksand Gordon Avis Limited accounting fraud or deficiencies2020UK-ICAEW£5,000
UHY Wingfield Slater Limited accounting fraud or deficiencies2020UK-ICAEW£3,924
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£6,243
Landau Baker Limited accounting fraud or deficiencies2020UK-ICAEW£1,988
Arnold Hill & Co LLP accounting fraud or deficiencies2020UK-ICAEW£1,530
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,400
Crossley & Davis accounting fraud or deficiencies2020UK-ICAEW£6,992
Ensors Accountants LLP accounting fraud or deficiencies2020UK-ICAEW£5,280
Agutter-Khanderia accounting fraud or deficiencies2020UK-ICAEW£500
Wheeler & Company Limited anti-money-laundering deficiencies2020UK-ICAEW£630
R P Imray accounting fraud or deficiencies2020UK-ICAEW£1,000
BVN Partners LLP accounting fraud or deficiencies2020UK-ICAEW£6,455
Wilkins Kennedy accounting fraud or deficiencies2020UK-ICAEW£79,940
Wilkins Kennedy accounting fraud or deficiencies2020UK-ICAEW£33,121
Knav UK Limited accounting fraud or deficiencies2020UK-ICAEW£3,000
RPG Crouch Chapman LLP accounting fraud or deficiencies2020UK-ICAEW£42,343
Alexander & Co accounting fraud or deficiencies2020UK-ICAEW£7,808
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,815,000
GMG Roberts accounting fraud or deficiencies2020UK-ICAEW£500
Anthony Tiscoe & Co accounting fraud or deficiencies2020UK-ICAEW£4,000
Hicks and Company accounting fraud or deficiencies2020UK-ICAEW£6,367
Malcolm Horton & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£5,267
Carter Backer Winter LLP accounting fraud or deficiencies2020UK-ICAEW£3,986
Abrams Ashton Limited accounting fraud or deficiencies2020UK-ICAEW£537
Lanham & Francis accounting fraud or deficiencies2019UK-ICAEW£1,500
The Robert Woolfson Partnership accounting fraud or deficiencies2019UK-ICAEW£4,500
BCD Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£1,600
Murry Harcourt Limited accounting fraud or deficiencies2019UK-ICAEW£1,072
DJM Accountants LLP accounting fraud or deficiencies2019UK-ICAEW£3,400
Numbers (UK) Ltd accounting fraud or deficiencies2019UK-ICAEW£1,138
JSP Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£5,000
Zaidi & Co accounting fraud or deficiencies2019UK-ICAEW£35,830
Haines Watts Wirral Limited accounting fraud or deficiencies2019UK-ICAEW£11,655
Barnes Business Services Ltd accounting fraud or deficiencies2019UK-ICAEW£2,131
Beacon Wills and Probate Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
Cartwrights Audit Limited accounting fraud or deficiencies2019UK-ICAEW£500
Jervis & Partners Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
AJP Corporate Accountants Ltd accounting fraud or deficiencies2019UK-ICAEW£3,000
Hornbeam Accountancy Services Ltd accounting fraud or deficiencies2019UK-ICAEW£1,501
Wesley Pemberton LLP accounting fraud or deficiencies2019UK-ICAEW£1,000
Forshaws Accountants Limited accounting fraud or deficiencies2019UK-ICAEW£12,720
Evans & Partners Limited anti-money-laundering deficiencies2019UK-ICAEW£11,503
Evans & Partners accounting fraud or deficiencies2019UK-ICAEW£9,967
MacIntyre Hudson LLP accounting fraud or deficiencies2019UK-ICAEW£2,305
Bairstow & Atkinson accounting fraud or deficiencies2019UK-ICAEW£1,500
J P Walters & Co Ltd accounting fraud or deficiencies2019UK-ICAEW£5,000
Phillip Cooper & Co accounting fraud or deficiencies2019UK-ICAEW£3,030
Latham Costa Limited accounting fraud or deficiencies2019UK-ICAEW£3,500
Buckle Barton Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
Connolly Jones Audit LLP accounting fraud or deficiencies2019UK-ICAEW£1,000