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Violation Tracker UK Individual Case

Company: DJM Accountants LLP
Company City/Town: Borehamwood
Company Nation/Region: England
Penalty: £3,400
Year: 2019
Date: 6 December, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: DJM Accountants LLP, Borehamwood, has agreed to pay a regulatory penalty of £3,400, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.11, 6.06, 2.03a and 2.03b for its failure to notify ICAEW of changes within 10 business days, its incorrect completion of its 2016 annual return, its failure to ensure that a corporate entity principal held affiliate status and its failure to ensure that the majority of the voting rights were held by individuals who hold the appropriate qualification.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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