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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,682,418,877
Number of Penalty Cases: 3,240
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgency sort icon . Penalty Amount
Devonalds anti-money-laundering deficiencies2023UK-SRA£2,600
Bevan-Evans & Capehorn Solicitors LLP anti-money-laundering deficiencies2023UK-SRA£4,000
Reilly & Co Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Morton Chater Solicitors anti-money-laundering deficiencies2023UK-SRA£2,600
Hallam Solicitors anti-money-laundering deficiencies2022UK-SRA£2,600
Woodroffes anti-money-laundering deficiencies2022UK-SRA£2,600
Gorvins LLP anti-money-laundering deficiencies2022UK-SRA£1,600
Pinkney Grunwells Lawyers LLP anti-money-laundering deficiencies2022UK-SRA£2,699
Goad & Butcher anti-money-laundering deficiencies2023UK-SRA£5,600
Serco Geografix LtdSerco Groupmiscellaneous servicesfraud2019UK-SFO£91,400,000
G4S Care and Justice Services (UK) LtdAllied Universal Security Servicesbusiness servicesfraud2020UK-SFO£44,400,000
Tesco Stores LimitedTesco PLCretailingaccounting fraud or deficiencies2019UK-SFO£132,000,000
Goldman Sachs InternationalGoldman Sachsfinancial servicesrisk management failure2020UK-PRA£48,308,400
Citigroup Global Markets Limited, Citibank N.A. London branch and Citibank Europe Plc UK branchCitigroupfinancial servicesinternal controls deficiency2019UK-PRA£43,890,000
R. Raphael & Sons plc risk management failure2019UK-PRA£1,112,152
Bank of Tokyo Mitsubishi UFJ LimitedMitsubishi UFJ Financial Groupfinancial servicesinternal controls deficiency2017UK-PRA£17,850,000
MUFG Securities EMEA plcMitsubishi UFJ Financial Groupfinancial servicesinternal controls deficiency2017UK-PRA£8,925,000
QIB (UK) Plc internal controls deficiency2016UK-PRA£1,384,950
Millburn Insurance Company Limited internal controls deficiency2016UK-PRA£2,863,066
R. Raphael & Sons Plc internal controls deficiency2015UK-PRA£1,278,165
Co-operative Bank PlcCo-operative Bankfinancial servicesinternal controls deficiency2015UK-PRA£0
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd.NatWest Group PLCfinancial servicesinternal controls deficiency2014UK-PRA£14,000,000
Lloyds Banking GroupLloyds Banking Groupfinancial servicesinterest rate benchmark manipulation2014UK-PRA£7,760,000
Metro Bank plcMetro Bank PLCfinancial servicesinternal controls deficiency2021UK-PRA£5,376,000
Standard Chartered BankStandard Charteredfinancial servicesinternal controls deficiency2021UK-PRA£46,550,000
TSB Bank plcBanco de Sabadellfinancial servicesinternal controls deficiency2022UK-PRA£18,900,000
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
Jackson Grundy Limited anti-money-laundering deficiencies2014UK-OFT£169,652
Hastings International UK Limited anti-money-laundering deficiencies2014UK-OFT£47,966
Jeffrey Ross Ltd. anti-money-laundering deficiencies2014UK-OFT£29,000
MCO Capital Limited anti-money-laundering deficiencies2013UK-OFT£544,505
IPS Estate Agents Limited anti-money-laundering deficiencies2013UK-OFT£11,844
Wonga.com Ltd. payday lending violation2012UK-OFT£0
Safeloans Ltd. dba Paydayok payday lending violation2010UK-OFT£0
CIM Technologies Ltd. dba Tooth Fairy Finance payday lending violation2010UK-OFT£0
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2020UK-OFSI£20,471,810
Telia Carrier UK Limited economic sanction violation2019UK-OFSI£146,341
Travelex UK Ltd economic sanction violation2019UK-OFSI£10,000
Raphael & Sons plc economic sanction violation2019UK-OFSI£5,000
TransferGo Limited economic sanction violation2021UK-OFSI£50,000
Clear Junction Ltd economic sanction violation2021UK-OFSI£36,393
Tracerco LimitedJohnson Mattheymetalseconomic sanction violation2022UK-OFSI£0
Hong Kong International Wine and Spirits Competition Ltd economic sanction violation2022UK-OFSI£30,000
Wise Payments Limited economic sanction violation2023UK-OFSI£0
Lloyds Bank Corporate Markets PlcLloyds Banking Groupfinancial servicesanti-money-laundering deficiencies2022UK-JFSC£498,000
IQ EQ (Jersey) Limited banking violation2022UK-JFSC£803,661
Hawksford Trust Company Jersey Limited banking violation2021UK-JFSC£0
Sanne Fiduciary Services Limited banking violation2019UK-JFSC£381,010
Apex Fund Services (IOM) Limited anti-money-laundering deficiencies2018UK-IOM£91,682
Bridgewater (IOM) Limited anti-money-laundering deficiencies2021UK-IOM£225,085
Citadel Insurance Company Limited anti-money-laundering deficiencies2020UK-IOM£2,170
Döhle Yachts Management Services Limited anti-money-laundering deficiencies2023UK-IOM£4,127
Fedelta Trust Limited anti-money-laundering deficiencies2019UK-IOM£51,551
Island Financial Solutions Limited investor protection violation2020UK-IOM£62,996
Isle of Man Assurance Limited anti-money-laundering deficiencies2020UK-IOM£87,108
Isle of Man Insurance Management Limited anti-money-laundering deficiencies2020UK-IOM£7,770
Kestrel Insurance Services Limited anti-money-laundering deficiencies2020UK-IOM£57,927
Standard Bank Isle of Man Limited anti-money-laundering deficiencies2022UK-IOM£247,324
Trident Trust Company (I.O.M.) Limited anti-money-laundering deficiencies2022UK-IOM£295,221
R & M Management (I.O.M.) Limited anti-money-laundering deficiencies2022UK-IOM£7,944
Cornerstone Crew Management (M.I.) Limited anti-money-laundering deficiencies2023UK-IOM£9,659
Y & A Group, LP anti-money-laundering deficiencies2023UK-IOM£28,631
Turner Accountancy Limited accounting fraud or deficiencies2020UK-ICAS£1,900
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2020UK-ICAS£104,300
Atkinson Donnelly LLP accounting fraud or deficiencies2019UK-ICAS£2,700
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
James Anderson & Co Limited accounting fraud or deficiencies2016UK-ICAS£1,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
Fortus Midlands Ltd accounting fraud or deficiencies2021UK-ICAEW£6,879
Blue Arrow Accounting LtdImpellam Group PLCbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£779
Biznav Limited accounting fraud or deficiencies2021UK-ICAEW£3,096
Cowgill Holloway LLP accounting fraud or deficiencies2021UK-ICAEW£14,000
Military House Limited accounting fraud or deficiencies2021UK-ICAEW£3,258
G. Spratt Accountancy Limited accounting fraud or deficiencies2021UK-ICAEW£4,500
KBL Advisory LTD accounting fraud or deficiencies2021UK-ICAEW£490
PMC Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£175
Holden Granat LLP accounting fraud or deficiencies2021UK-ICAEW£2,179
Sowerby FRS LLP accounting fraud or deficiencies2021UK-ICAEW£2,100
Jon Essam & Co Ltd accounting fraud or deficiencies2021UK-ICAEW£1,602
MacIntyre Hudson LLP accounting fraud or deficiencies2021UK-ICAEW£1,573
Henderson-Smith Associates Limited accounting fraud or deficiencies2021UK-ICAEW£0
MacIntyre Hudson LLP accounting fraud or deficiencies2021UK-ICAEW£17,080
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Cameron & Associates Ltd accounting fraud or deficiencies2021UK-ICAEW£1,292
Grenfell James Audit LLP accounting fraud or deficiencies2021UK-ICAEW£821
Dains LLP accounting fraud or deficiencies2021UK-ICAEW£77,572
J Ahmed & Co Limited anti-money-laundering deficiencies2021UK-ICAEW£2,100
Simon Silver-Myer accounting fraud or deficiencies2021UK-ICAEW£0
Azets Holdings Limited accounting fraud or deficiencies2021UK-ICAEW£2,100
Hilden Park Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£1,242
Southwell, Tyrrell & Co accounting fraud or deficiencies2021UK-ICAEW£6,315
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Cadwallader & Co LLP accounting fraud or deficiencies2021UK-ICAEW£2,856
Timothy N. Horne Ltd accounting fraud or deficiencies2021UK-ICAEW£1,757
Guilfoyle, Sage & Co accounting fraud or deficiencies2021UK-ICAEW£29,115
Haysmacintyre LLP accounting fraud or deficiencies2021UK-ICAEW£8,015
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£2,100
Warr & Co Limited accounting fraud or deficiencies2021UK-ICAEW£750
Nicklin LLP accounting fraud or deficiencies2021UK-ICAEW£525
Clive Owen LLP accounting fraud or deficiencies2021UK-ICAEW£32,060
Parkins Accountants Ltd accounting fraud or deficiencies2021UK-ICAEW£11,848