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Violation Tracker UK Individual Case

Company: Evans & Partners Limited
Company City/Town: Bristol
Company Nation/Region: England
Penalty: £11,503
Year: 2019
Date: 21 October, 2019
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: With the agreement of Evans & Partners Limited of Bristol, United Kingdom,the Investigation Committee made an order that the firm be severely reprimanded, fined £5,460 and pay costs of £6,043 with respect to complaints that failed to comply with The Money Laundering Regulations and Clients' Money Regulations
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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