Basic Search  |  Summaries  |  Advanced SearchCompany City/Town: Bristol
Company Nation/Region: England
Penalty: £11,503
Year: 2019
Date: 21 October, 2019
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: With the agreement of Evans & Partners Limited of Bristol, United Kingdom,the Investigation Committee made an order that the firm be severely reprimanded, fined £5,460 and pay costs of £6,043 with respect to complaints that failed to comply with The Money Laundering Regulations and Clients' Money Regulations
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
Source of Data: (click here)