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Violation Tracker UK Individual Case

Company: Wesley Pemberton LLP
Company City/Town: Enfield
Company Nation/Region: England
Penalty: £1,000
Year: 2019
Date: 24 October, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Wesley Pemberton LLP, 89 Vicars Moor Lane, Winchmore Hill, London, N21 1BL, has agreed to pay a regulatory penalty of £1,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 3.20 for failing to have external cold file reviews carried out on the 2016 and 2017 audits of its only audit client in these years.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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