Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence TypeYearAgency sort iconPenalty Amount
Carillion plc investor protection violation2022UK-FCA£0
TJM Partnership anti-money-laundering deficiencies2022UK-FCA£2,038,700
Gatehouse Bank Plc anti-money-laundering deficiencies2022UK-FCA£1,584,100
Metro Bank PLCMetro Bank PLCfinancial servicesaccounting fraud or deficiencies2022UK-FCA£10,002,300
Santander UK PlcBanco Santanderfinancial servicesanti-money-laundering deficiencies2022UK-FCA£107,793,300
BGC Brokers LP and GFI Brokers Ltd and GFI Securities Ltd investor protection violation2022UK-FCA£4,775,200
Pembrokeshire Mortgage Centre Limited investor protection violation2022UK-FCA£2,354,331
Julius Baer International LimitedJulius Baer Groupfinancial servicesinvestor protection violation2022UK-FCA£18,022,500
Al Rayan Bank PLC anti-money-laundering deficiencies2023UK-FCA£4,023,600
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCfinancial servicesanti-money-laundering deficiencies2023UK-FCA£7,671,800
TSB Bank plcBanco de Sabadellfinancial servicesinternal controls deficiency2022UK-FCA£29,750,000
ED&F Man Capital Markets Ltd tax violations2023UK-FCA£17,219,300
Synergy Land Group Limited investor protection violation2023UK-FCA£27,000
24HR Trading Academy Ltd. investor protection violation2023UK-FCA£106,650
Lighthouse Advisory Services Limited investor protection violation2023UK-FCA£23,610,000
Bastion Capital London Limited anti-money-laundering deficiencies2023UK-FCA£2,452,700
ADM Investor Services International LimitedArcher Daniels Midlandagribusinessanti-money-laundering deficiencies2023UK-FCA£6,470,600
Danske BankDanske Bankfinancial servicesbanking violation2021UK-CMA£0
Clydesdale Bank plcVirgin Money UK PLCfinancial servicesbanking violation2021UK-CMA£0
AIB Group (UK) plcAllied Irish Banksfinancial servicesbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesbanking violation2020UK-CMA£0
Amazon.com Inc.Amazon.comretailinginvestor protection violation2020UK-CMA£55,000
Shelby Finance Limited payday lending violation2020UK-CMA£527,863
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Metro Bank plcMetro Bank PLCfinancial servicesbanking violation2020UK-CMA£11,400,000
Nationwide Building SocietyNationwide Building Societyfinancial servicesbanking violation2020UK-CMA£900,000
Santander UK plcBanco Santanderfinancial servicesbanking violation2019UK-CMA£19,000,000
HSBC Bank plcHSBCfinancial servicesbanking violation2019UK-CMA£8,000,000
PayPal Holdings, Inc. and PayPal (Europe) Sarl et Cie SCA and PayPal SEPayPal Holdingsfinancial servicesinvestor protection violation2019UK-CMA£250,000
Nationwide Building SocietyNationwide Building Societyfinancial servicesbanking violation2019UK-CMA£6,000,000
Barclays Bank UK plc and Barclays Bank plcBarclaysfinancial servicesbanking violation2019UK-CMA£1,910
AIB Group (UK) plc dba First Trust BankAllied Irish Banksfinancial servicesbanking violation2014UK-CMA£0
HSBC Bank plcHSBCfinancial servicesbanking violation2014UK-CMA£0
Danske BankDanske Bankfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0