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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£3,567,641,668
Number of Penalty Cases: 3,019
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon .
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,323,875
Lucky Dairy Ltd tax violations2021UK-HMRC£1,317,433
R. Raphael & Sons Plc internal controls deficiency2015UK-PRA£1,278,165
Cheshire Mortgage Corporation Limited mortgage abuses2012UK-FSA£1,225,000
Kensington Mortgage Company Limited mortgage abuses2010UK-FSA£1,225,000
Deluxe Corporate Solutions Ltd tax violations2017UK-HMRC£1,224,362
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
W H Ireland Limited investor protection violation2016UK-FCA£1,200,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,197,800
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£1,186,030
YQMS Limited tax violations2022UK-HMRC£1,179,907
JDR Commercial Solutions NI Limited tax violations2023UK-HMRC£1,156,778
Barclays Capital Securities LimitedBarclaysfinancial servicesinvestor protection violation2011UK-FSA£1,127,559
R. Raphael & Sons plc risk management failure2019UK-PRA£1,112,152
Hong Kong Aosen Int. Group Co. Ltd tax violations2020UK-HMRC£1,073,627
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,066,163
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
Instinet Europe LimitedNomurafinancial servicesinvestor protection violation2010UK-FSA£1,050,000
Interactive Brokers (UK)Interactive Brokers Groupfinancial servicesinvestor protection violation2018UK-FCA£1,049,412
Product Placement Sales and Marketing Consultants Limited tax violations2020UK-HMRC£1,006,335
Yildiz Import Enterprise Ltd tax violations2021UK-HMRC£993,255
Nicholas Kumasi Ltd tax violations2017UK-HMRC£977,819
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
Brewchoice Ltd tax violations2018UK-HMRC£956,388
Fast Away Services Ltd tax violations2017UK-HMRC£945,285
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£944,000
Carndale Enterprises Ltd tax violations2017UK-HMRC£940,429
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£906,250
SEI Investments (Europe) Limited investor protection violation2013UK-FCA£900,200
Nationwide Building SocietyNationwide Building Societyfinancial servicesbanking violation2020UK-CMA£900,000
Canara Bank anti-money-laundering deficiencies2018UK-FCA£896,100
Red Trading (UK) Ltd dba Redfiz Ltd. tax violations2017UK-HMRC£890,261
Anderson Security & Trading Limited dba Anderson Security Services tax violations2017UK-HMRC£880,365
Asia Research and Capital Management Ltd. investor protection violation2020UK-FCA£873,118
Elite Luxury Watches Ltd tax violations2020UK-HMRC£869,064
C Mann Construction Limited tax violations2022UK-HMRC£850,781
DB UK Bank Limited dba DB MortgagesDeutsche Bankfinancial servicesmortgage abuses2010UK-FSA£840,000
Al Pacino Import and Export Limited tax violations2017UK-HMRC£831,269
OTGP HK Trading Ltd tax violations2021UK-HMRC£822,910
IQ EQ (Jersey) Limited banking violation2022UK-JFSC£803,661
Palms Palace Ltd tax violations2020UK-HMRC£803,537
Two Bros Restaurant Brands Ltd. fka MW Brands Ltd dba Sheere Khan's dba Oodles N'oodles tax violations2020UK-HMRC£798,806
Arrandco Audit Ltd. accounting fraud or deficiencies2018UK-FRC£790,000
Cotton Design Ltd tax violations2021UK-HMRC£779,691
R. Raphael & Sons plc banking violation2019UK-FCA£775,100
FSport Ltd tax violations2023UK-HMRC£775,000
Northern Polymers Ltd tax violations2019UK-HMRC£773,075
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
Red Jon Ltd tax violations2022UK-HMRC£739,931
Biresa Limited dba Pomodoro E Basilico tax violations2020UK-HMRC£736,929
Ramoo Associates UK Limited tax violations2018UK-HMRC£728,998
G and GT Foods Limited tax violations2016UK-HMRC£723,333
M & M (Cambridge) LLP tax violations2021UK-HMRC£720,900
Siasa Telecom Ltd fka Executive Tools tax violations2022UK-HMRC£710,671
Smart Construction and Civil Engineering Limited dba Smart Plant Limited tax violations2018UK-HMRC£710,495
Michaels Drinks Plus Ltd tax violations2020UK-HMRC£706,447
Vantage Capital Market LLP investor protection violation2010UK-FSA£700,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
Touma Foreign Exchange Ltd anti-money-laundering deficiencies2019UK-HMRC£678,849
Co Project Ltd tax violations2023UK-HMRC£658,008
Hartel Ltd tax violations2020UK-HMRC£652,197
Mos Services Mid Ltd tax violations2022UK-HMRC£647,422
SS Traders Ltd tax violations2019UK-HMRC£643,103
Sunrise Brokers LLPBGC Partnersfinancial servicesanti-money-laundering deficiencies2021UK-FCA£642,400
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£636,385
Swift 1st Limited mortgage abuses2011UK-FSA£630,000
Redstone Mortgages Limited mortgage abuses2010UK-FSA£630,000
Mumbai Junction Ltd tax violations2019UK-HMRC£626,462
Boy Plant Ltd tax violations2022UK-HMRC£602,191
Sun Life Assurance Company of Canada (UK) LimitedSun Life Financialfinancial servicesinvestor protection violation2012UK-FSA£600,000
UAB Vaidmilda tax violations2022UK-HMRC£599,825
Commerzbank AGCommerzbankfinancial servicesinvestor protection violation2010UK-FSA£595,000
UCS Trading Limited tax violations2020UK-HMRC£592,247
Hongkong Aibo Electronics Technology International Co Limited dba Poweradd tax violations2023UK-HMRC£591,744
Aluminium Recycling (UK) Ltd tax violations2016UK-HMRC£578,497
Dubhe WTC Ltd tax violations2021UK-HMRC£563,996
Chase de Vere Independent Financial Advisers LimitedSwiss Life Groupfinancial servicesinvestor protection violation2014UK-FCA£560,000
Cocoon Wealth LLP tax violations2021UK-HMRC£559,739
Diva Dee Limited tax violations2022UK-HMRC£556,881
Decon Ltd tax violations2017UK-HMRC£552,223
A C Steels Ltd tax violations2018UK-HMRC£549,314
MCO Capital Limited anti-money-laundering deficiencies2013UK-OFT£544,505
M & G Property Development and Maintenance Ltd tax violations2018UK-HMRC£542,378
Reckitt Benckiser Group PlcReckitt Benckiserhousehold and personal care productsinvestor protection violation2015UK-FCA£539,800
Arrow Logistics Ltd tax violations2022UK-HMRC£533,271
Data Market Group Ltd tax violations2019UK-HMRC£531,004
Sigma Broking Ltd. investor protection violation2022UK-FCA£531,000
Cenkos Securities Plc investor protection violation2016UK-FCA£530,500
LL (NI) Limited dba Mandarin Palace Restaurant dba Mandarin Palace Takeaway dba Karma Tapas Bar dba Jasmine Takeaway tax violations2016UK-HMRC£530,315
Shelby Finance Limited payday lending violation2020UK-CMA£527,863
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCfinancial servicesanti-money-laundering deficiencies2013UK-FCA£525,000
Habib Bank AG Zurich anti-money-laundering deficiencies2012UK-FSA£525,000
Irfan Ltd anti-money-laundering deficiencies2022UK-HMRC£524,000
CGS Site Services Ltd tax violations2018UK-HMRC£519,814
SRS (Sheffield) Limited tax violations2016UK-HMRC£518,734
Hebe & Huhet Ltd tax violations2022UK-HMRC£516,507
TM Payroll Limited tax violations2016UK-HMRC£515,471
Ditto Payroll Ltd tax violations2022UK-HMRC£515,126
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
SG Euro Trades Ltd tax violations2021UK-HMRC£503,612