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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Xpress Money Services Limited MSB anti-money-laundering deficiencies2022UK-HMRC£1,489,611
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2024UK-FRC£1,462,500
Da Vinci Invest Limited investor protection violation2015UK-FCA£1,460,000
Superpower Payroll Limited tax violations2016UK-HMRC£1,457,539
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,450,000
Yorkshire Building SocietyYorkshire Building Societyfinancial servicesinvestor protection violation2014UK-FCA£1,429,000
SMP Support Services Ltd. fka M8 Recruitment Ltd. tax violations2023UK-HMRC£1,411,692
Shenzhen Qiao Zhuo E-Commerce Ltd tax violations2019UK-HMRC£1,411,508
Premium Brand Management Limited tax violations2022UK-HMRC£1,410,110
Enigma Facilities Management Ltd tax violations2023UK-HMRC£1,409,450
Spectrum Contracting Services Ltd tax violations2018UK-HMRC£1,408,429
Mirroman Ltd tax violations2023UK-HMRC£1,403,576
Norwich and Peterborough Building SocietyYorkshire Building Societyfinancial servicesinvestor protection violation2011UK-FSA£1,400,000
Getco Europe Limited investor protection violation2010UK-FSA£1,400,000
Hobson's Choice (Stores) Limited tax violations2019UK-HMRC£1,397,191
QIB (UK) Plc internal controls deficiency2016UK-PRA£1,384,950
Meadowhall Wholesale Ltd dba Meadowhall Cash and Carry tax violations2017UK-HMRC£1,379,026
Cafe Zoot Limited tax violations2020UK-HMRC£1,340,674
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,323,875
Lucky Dairy Ltd tax violations2021UK-HMRC£1,317,433
Donton Ltd tax violations2023UK-HMRC£1,302,284
R. Raphael & Sons Plc internal controls deficiency2015UK-PRA£1,278,165
Cheshire Mortgage Corporation Limited mortgage abuses2012UK-FSA£1,225,000
Kensington Mortgage Company Limited mortgage abuses2010UK-FSA£1,225,000
Deluxe Corporate Solutions Ltd tax violations2017UK-HMRC£1,224,362
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
W H Ireland Limited investor protection violation2016UK-FCA£1,200,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,197,800
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£1,186,030
YQMS Limited tax violations2022UK-HMRC£1,179,907
JDR Commercial Solutions NI Limited tax violations2023UK-HMRC£1,156,778
Barclays Capital Securities LimitedBarclaysfinancial servicesinvestor protection violation2011UK-FSA£1,127,559
R. Raphael & Sons plc risk management failure2019UK-PRA£1,112,152
Hong Kong Aosen Int. Group Co. Ltd tax violations2020UK-HMRC£1,073,627
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,066,163
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
Instinet Europe LimitedNomurafinancial servicesinvestor protection violation2010UK-FSA£1,050,000
Interactive Brokers (UK)Interactive Brokers Groupfinancial servicesinvestor protection violation2018UK-FCA£1,049,412
The Royal Bank of Scotland International LimitedNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2024UK-IOM£1,008,337
Product Placement Sales and Marketing Consultants Limited tax violations2020UK-HMRC£1,006,335
Yildiz Import Enterprise Ltd tax violations2021UK-HMRC£993,255
Staffscanner Payroll Bureau Ltd fka Apollo Payroll Bureau Ltd tax violations2023UK-HMRC£990,703
Nicholas Kumasi Ltd tax violations2017UK-HMRC£977,819
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
Brewchoice Ltd tax violations2018UK-HMRC£956,388
Fast Away Services Ltd tax violations2017UK-HMRC£945,285
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£944,000
Venatu Payroll Solutions Ltd fks RTS Payroll Solutions Ltd and Bondix Administration Ltd tax violations2023UK-HMRC£942,776
Carndale Enterprises Ltd tax violations2017UK-HMRC£940,429
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£906,250
SEI Investments (Europe) Limited investor protection violation2013UK-FCA£900,200
Nationwide Building SocietyNationwide Building Societyfinancial servicesbanking violation2020UK-CMA£900,000
Inspirational Financial Management Ltd investor protection violation2024UK-FCA£897,840
Cheshire Agricultural Contracting Limited tax violations2024UK-HMRC£897,618
Canara Bank anti-money-laundering deficiencies2018UK-FCA£896,100
Red Trading (UK) Ltd dba Redfiz Ltd. tax violations2017UK-HMRC£890,261
Anderson Security & Trading Limited dba Anderson Security Services tax violations2017UK-HMRC£880,365
Asia Research and Capital Management Ltd. investor protection violation2020UK-FCA£873,118
Elite Luxury Watches Ltd tax violations2020UK-HMRC£869,064
C Mann Construction Limited tax violations2022UK-HMRC£850,781
Protego Security Services Limited tax violations2024UK-HMRC£839,306
Al Pacino Import and Export Limited tax violations2017UK-HMRC£831,269
OTGP HK Trading Ltd tax violations2021UK-HMRC£822,910
IQ EQ (Jersey) Limited banking violation2022UK-JFSC£803,661
Palms Palace Ltd tax violations2020UK-HMRC£803,537
Two Bros Restaurant Brands Ltd. fka MW Brands Ltd dba Sheere Khan's dba Oodles N'oodles tax violations2020UK-HMRC£798,806
Arrandco Audit Ltd. accounting fraud or deficiencies2018UK-FRC£790,000
Cotton Design Ltd tax violations2021UK-HMRC£779,691
R. Raphael & Sons plc banking violation2019UK-FCA£775,100
FSport Ltd tax violations2023UK-HMRC£775,000
Northern Polymers Ltd tax violations2019UK-HMRC£773,075
Woodside Contracts Limited tax violations2023UK-HMRC£752,265
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
Red Jon Ltd tax violations2022UK-HMRC£739,931
Biresa Limited dba Pomodoro E Basilico tax violations2020UK-HMRC£736,929
Ramoo Associates UK Limited tax violations2018UK-HMRC£728,998
G and GT Foods Limited tax violations2016UK-HMRC£723,333
M & M (Cambridge) LLP tax violations2021UK-HMRC£720,900
Siasa Telecom Ltd fka Executive Tools tax violations2022UK-HMRC£710,671
Smart Construction and Civil Engineering Limited dba Smart Plant Limited tax violations2018UK-HMRC£710,495
Michaels Drinks Plus Ltd tax violations2020UK-HMRC£706,447
Vantage Capital Market LLP investor protection violation2010UK-FSA£700,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
Touma Foreign Exchange Ltd anti-money-laundering deficiencies2019UK-HMRC£678,849
Raffles Cockapoos (DF) Ltd tax violations2024UK-HMRC£665,717
Co Project Ltd tax violations2023UK-HMRC£658,008
Hartel Ltd tax violations2020UK-HMRC£652,197
Mos Services Mid Ltd tax violations2022UK-HMRC£647,422
SS Traders Ltd tax violations2019UK-HMRC£643,103
Sunrise Brokers LLPBGC Partnersfinancial servicesanti-money-laundering deficiencies2021UK-FCA£642,400
Estrada Services Ltd tax violations2024UK-HMRC£640,193
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£636,385
Swift 1st Limited mortgage abuses2011UK-FSA£630,000
Redstone Mortgages Limited mortgage abuses2010UK-FSA£630,000
Clyde & Co LLP anti-money-laundering deficiencies2024UK-SDT£628,197
Mumbai Junction Ltd tax violations2019UK-HMRC£626,462
Boy Plant Ltd tax violations2022UK-HMRC£602,191
Sun Life Assurance Company of Canada (UK) LimitedSun Life Financialfinancial servicesinvestor protection violation2012UK-FSA£600,000
UAB Vaidmilda tax violations2022UK-HMRC£599,825
Commerzbank AGCommerzbankfinancial servicesinvestor protection violation2010UK-FSA£595,000