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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,567,641,668
Number of Penalty Cases: 3,019
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£369,056,7767
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Standard Chartered£169,185,0103
Deutsche Bank£168,635,0243
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParent sort icon . Parent Major IndustryOffence TypeYearAgencyPenalty Amount
Ashan's tax violations2016UK-HMRC£35,393
Ashley Cash and Carry (UK) Ltd. tax violations2015UK-HMRC£13,699
Ashoka (Bridgend) Ltd dba Ashoka Tandoori Restaurant tax violations2017UK-HMRC£25,336
Asia Research and Capital Management Ltd. investor protection violation2020UK-FCA£873,118
Asia Resource Minerals plc fka Bumi plc investor protection violation2015UK-FCA£4,651,200
Asia World Limited dba Harbour City tax violations2017UK-HMRC£92,679
Ask Catering Ltd dba The Village Curry House tax violations2019UK-HMRC£83,263
Aspen Waite Limited accounting fraud or deficiencies2018UK-ICAEW£24,000
Aster and Young Limited. Formerly known as SCC Trading Limited and formerly known as Centric Management Services Limited. tax violations2022UK-HMRC£9,504,557
Atelier Rose & Gray Limited AMP anti-money-laundering deficiencies2022UK-HMRC£5,000
Athena & Co (Scotland) Limited accounting fraud or deficiencies2017UK-ICAEW£4,643
Atkinson Donnelly LLP accounting fraud or deficiencies2019UK-ICAS£2,700
Atlantic Law LLP investor protection violation2010UK-FSA£200,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
Atwal Trading Limited dba Admirals Fish & Chips tax violations2019UK-HMRC£45,956
Auker Rhodes Professional Services LLP accounting fraud or deficiencies2018UK-ICAEW£19,930
Aura RB Cleaning Ltd tax violations2023UK-HMRC£31,574
Australian Wines tax violations2020UK-HMRC£24,906
Auto Partz Ltd tax violations2015UK-HMRC£42,628
Automotive Solutions tax violations2020UK-HMRC£58,075
Autotec Ltd tax violations2021UK-HMRC£20,867
Ava Contractors Ltd tax violations2022UK-HMRC£57,237
Avacade Future Solutions et al. investor protection violation2021UK-FCA£0
Avacade Limited et al. investor protection violation2021UK-FCA£10,715,000
Avenbrae Limited dba Cyan Restaurant tax violations2018UK-HMRC£31,060
Avenue Food & Wine Stores dba Cheema's Restaurant & Bar tax violations2016UK-HMRC£20,220
Aviva Investors Global Services LimitedAviva PLCfinancial servicesinvestor protection violation2015UK-FCA£17,607,000
Aviva Pension Trustees UK Limited and Aviva Wrap UK LimitedAviva PLCfinancial servicesinvestor protection violation2016UK-FCA£8,246,800
Avonhouse Cleaning tax violations2016UK-HMRC£10,268
AWA Contractors Ltd tax violations2019UK-HMRC£239,102
AWM Accountant and Tax Advisors tax violations2019UK-HMRC£244,445
AXA Wealth Services LtdPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2013UK-FCA£1,802,200
Axehayes Farm tax violations2021UK-HMRC£11,085
Axia Computer Systems Ltd tax violations2018UK-HMRC£48,877
Ayana & Co Ltd dba Purbani Netley tax violations2019UK-HMRC£122,149
Aygo Limited dba Top Grill Kebab & Pizza House tax violations2019UK-HMRC£27,909
Ayr Estate & Letting Agents Limited EAB anti-money-laundering deficiencies2022UK-HMRC£5,516
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£9,750
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£5,048
Azets Audit Services Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
Azets Holdings Limited accounting fraud or deficiencies2021UK-ICAEW£2,100
Azets Holdings Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
B Bostan Building Contractors Limited tax violations2016UK-HMRC£75,435
B J Mistry & Co accounting fraud or deficiencies2020UK-ICAEW£1,050
B J Plant & Sons tax violations2016UK-HMRC£22,240
B&B Convenience Stores Ltd dba Kwik Stop Convenience Store tax violations2022UK-HMRC£231,073
B.H. Accountancy Limited accounting fraud or deficiencies2019UK-ICAEW£2,289
B1 Tyres tax violations2021UK-HMRC£29,146
Badgemoor Limited EAB anti-money-laundering deficiencies2022UK-HMRC£12,784
Badger Stores Ltd dba Brothers News tax violations2021UK-HMRC£22,254
Baharmordan Ltd dba Mint Leaf Indian Brasserie tax violations2019UK-HMRC£76,096
Baird Consulting Limited ASP anti-money-laundering deficiencies2022UK-HMRC£8,763
Bairstow & Atkinson accounting fraud or deficiencies2019UK-ICAEW£1,500
Bajaj & Company accounting fraud or deficiencies2020UK-ICAEW£1,120
Bakaal Worldwide Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Bakeland Construction Ltd tax violations2017UK-HMRC£13,090
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
Bakus (UK) Ltd tax violations2019UK-HMRC£53,870
Ballards Wok Limited tax violations2019UK-HMRC£91,558
Ballyards Ltd tax violations2020UK-HMRC£19,955
Balmoral Accountancy Services (NE) Ltd anti-money-laundering deficiencies2020UK-HMRC£500
Balti International Ltd tax violations2021UK-HMRC£173,929
Bampton Satchwell Bull Limited EAB anti-money-laundering deficiencies2022UK-HMRC£28,600
Bando Boxes Ltd. tax violations2022UK-HMRC£28,770
Bangla Bazar 2 Ltd tax violations2022UK-HMRC£47,230
Bangla Lounge (Hall Green) tax violations2018UK-HMRC£23,515
Bangley Quarry Biogas Ltd tax violations2023UK-HMRC£187,625
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
Bank of ScotlandLloyds Banking Groupfinancial servicesbanking violation2019UK-FCA£45,500,000
Bank of Scotland PlcLloyds Banking Groupfinancial servicesinvestor protection violation2011UK-FSA£3,500,000
Bank of Tokyo Mitsubishi UFJ LimitedMitsubishi UFJ Financial Groupfinancial servicesinternal controls deficiency2017UK-PRA£17,850,000
Banks Newsagent tax violations2019UK-HMRC£15,890
Banssi Solutions Ltd tax violations2018UK-HMRC£229,988
Bar Signature Ltd tax violations2021UK-HMRC£56,986
Barber & Co LLP accounting fraud or deficiencies2022UK-ICAEW£2,100
Barber Harrison & Platt accounting fraud or deficiencies2018UK-ICAEW£1,000
Barcam Facades Ltd tax violations2018UK-HMRC£31,082
Barclays Bank plcBarclaysfinancial servicesanti-money-laundering deficiencies2015UK-FCA£72,069,400
Barclays Bank plcBarclaysfinancial servicesinvestor protection violation2014UK-FCA£37,745,000
Barclays Bank plcBarclaysfinancial servicesinvestor protection violation2014UK-FCA£26,033,500
Barclays Bank plcBarclaysfinancial servicesinvestor protection violation2011UK-FSA£7,700,000
Barclays Bank UK plc and Barclays Bank plcBarclaysfinancial servicesbanking violation2019UK-CMA£1,910
Barclays Capital Securities LimitedBarclaysfinancial servicesinvestor protection violation2011UK-FSA£1,127,559
Barking & Dagenham Properties Ltd tax violations2017UK-HMRC£51,100
Barley Wines Supermarket Ltd tax violations2017UK-HMRC£23,041
Barlow Andrews LLP accounting fraud or deficiencies2015UK-ICAEW£15,880
Barnes Business Services Ltd accounting fraud or deficiencies2019UK-ICAEW£2,131
Barns Farmhouse Bed & Breakfast (The) tax violations2018UK-HMRC£15,206
Bartrace Enterprises Ltd dba The Green Lady tax violations2017UK-HMRC£30,911
BAS Associates Ltd accounting fraud or deficiencies2022UK-ICAEW£2,487
Basil Restaurant Limited tax violations2018UK-HMRC£98,854
Basil Traders Limited tax violations2020UK-HMRC£99,255
Bastion Capital London Limited anti-money-laundering deficiencies2023UK-FCA£2,452,700
Batesons accounting fraud or deficiencies2020UK-ICAEW£700
Bathroom Bliss Scotland Ltd tax violations2018UK-HMRC£10,644
Bawarchi Restaurant tax violations2022UK-HMRC£45,459
Baxters accounting fraud or deficiencies2017UK-ICAEW£8,000
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
BBN Grill Limited dba Big Bowl Noodle Bar tax violations2019UK-HMRC£11,323