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Violation Tracker UK Individual Case

Company: Jervis & Partners Limited
Company City/Town: Northampton
Company Nation/Region: England
Penalty: £1,000
Year: 2019
Date: 8 November, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Jervis & Partners Limited,Northampton, United Kingdom, has agreed to pay a regulatory penalty of £1,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of a condition and a restriction previously imposed under audit regulation 7.01 by failing to ensure that an external hot file review was carried out before the audit report was signed.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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