Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
GPD Accounting Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,250
Laing & Co Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Hemmingfords Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Property MJ Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Netofa Limited ASP anti-money-laundering deficiencies2021UK-HMRC£1,250
Glow Homes Ayrshire Estate Agents Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,250
Louise Black Real Estate Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,250
Hilden Park Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£1,242
The Art Ahead Limited AMP anti-money-laundering deficiencies2023UK-HMRC£1,162
HW Fisher LLP accounting fraud or deficiencies2023UK-ICAEW£1,153
Sterling First Limited ASP anti-money-laundering deficiencies2022UK-HMRC£1,150
K.N. Shah & Co accounting fraud or deficiencies2018UK-ICAEW£1,143
Numbers (UK) Ltd accounting fraud or deficiencies2019UK-ICAEW£1,138
Brownrok Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,125
Bajaj & Company accounting fraud or deficiencies2020UK-ICAEW£1,120
Kamas Property Group Limited EAB anti-money-laundering deficiencies2022UK-HMRC£1,100
CSMS Property Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,100
Yendor Homes Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,100
Halls Property Group Limited EAB anti-money-laundering deficiencies2021UK-HMRC£1,100
Murry Harcourt Limited accounting fraud or deficiencies2019UK-ICAEW£1,072
Meadows & Co Limited accounting fraud or deficiencies2024UK-ICAEW£1,050
Crossley & Davis accounting fraud or deficiencies2021UK-ICAEW£1,050
Wills Bingley Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
B J Mistry & Co accounting fraud or deficiencies2020UK-ICAEW£1,050
Salway and Wright (Spalding) Limited anti-money-laundering deficiencies2020UK-ICAEW£1,050
Salway & Wright Ltd anti-money-laundering deficiencies2020UK-ICAEW£1,050
Friend-James Ltd accounting fraud or deficiencies2020UK-ICAEW£1,050
D.C. Evans anti-money-laundering deficiencies2020UK-ICAEW£1,050
Elliott & Company accounting fraud or deficiencies2020UK-ICAEW£1,050
Brown McLeod Limited accounting fraud or deficiencies2019UK-ICAEW£1,050
Rostance Edwards (Staffs) Limited accounting fraud or deficiencies2019UK-ICAEW£1,043
WSM Advisors Limited accounting fraud or deficiencies2019UK-ICAEW£1,019
RPG Crouch Chapman LLP accounting fraud or deficiencies2021UK-ICAEW£1,019
D & J Randles Limited accounting fraud or deficiencies2019UK-ICAEW£1,009
Derrick Newman Limited accounting fraud or deficiencies2017UK-ICAEW£1,003
Vincent Clemas CAAS Limited accounting fraud or deficiencies2020UK-ICAEW£1,000
K M Business Solutions Limited anti-money-laundering deficiencies2020UK-ICAEW£1,000
R P Imray accounting fraud or deficiencies2020UK-ICAEW£1,000
Beacon Wills and Probate Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
Jervis & Partners Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
Wesley Pemberton LLP accounting fraud or deficiencies2019UK-ICAEW£1,000
Buckle Barton Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
Connolly Jones Audit LLP accounting fraud or deficiencies2019UK-ICAEW£1,000
Charles Alexander & Co Limited accounting fraud or deficiencies2019UK-ICAEW£1,000
N.S. Amin & Co accounting fraud or deficiencies2019UK-ICAEW£1,000
Price Pearson Ltd accounting fraud or deficiencies2019UK-ICAEW£1,000
Ridgefield Consulting Ltd accounting fraud or deficiencies2019UK-ICAEW£1,000
H Miller Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
K.P. Doherty & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Barber Harrison & Platt accounting fraud or deficiencies2018UK-ICAEW£1,000
A B Accounting and Consulting Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
Matravers accounting fraud or deficiencies2018UK-ICAEW£1,000
Jones Boyd (Durham) Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
C.J. Lucking & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Calicon and Associates accounting fraud or deficiencies2018UK-ICAEW£1,000
Harrison Holt accounting fraud or deficiencies2017UK-ICAEW£1,000
Latham Costa Limited accounting fraud or deficiencies2017UK-ICAEW£1,000
S4B (UK) Ltd accounting fraud or deficiencies2016UK-ICAEW£1,000
James Anderson & Co Limited accounting fraud or deficiencies2016UK-ICAS£1,000
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£1,000
Ellis and Partners (Bournemouth) Ltd MSB anti-money-laundering deficiencies2021UK-HMRC£1,000
Law Firm UK Ltd TCSP anti-money-laundering deficiencies2021UK-HMRC£1,000
L F Realty Ltd EAB anti-money-laundering deficiencies2021UK-HMRC£1,000
Hatam & Co Accountancy Service Provider (ASP) anti-money-laundering deficiencies2021UK-HMRC£1,000
Comform Solutions Ltd anti-money-laundering deficiencies2020UK-HMRC£1,000
Ghousia Food Store anti-money-laundering deficiencies2021UK-HMRC£1,000
A P B S Limited accounting fraud or deficiencies2023UK-ICAEW£1,000
Feltons (Bham) Limited accounting fraud or deficiencies2018UK-ICAEW£943
Quay Business Advice Limited accounting fraud or deficiencies2018UK-ICAEW£915
Horsfield-Smith Limited accounting fraud or deficiencies2018UK-ICAEW£907
OBC The Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£850
Nickalls Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£840
Grenfell James Audit LLP accounting fraud or deficiencies2021UK-ICAEW£821
Blue Arrow Accounting Ltd accounting fraud or deficiencies2021UK-ICAEW£779
Warr & Co Limited accounting fraud or deficiencies2021UK-ICAEW£750
Bradwell & Partners accounting fraud or deficiencies2020UK-ICAEW£750
ThorntonRones Ltd accounting fraud or deficiencies2019UK-ICAEW£750
Scrutton Bland LLP accounting fraud or deficiencies2020UK-ICAEW£705
Porritt Rainey accounting fraud or deficiencies2023UK-ICAEW£700
Higginson & Co (UK) Ltd accounting fraud or deficiencies2021UK-ICAEW£700
Greenback Alan LLP accounting fraud or deficiencies2021UK-ICAEW£700
Batesons accounting fraud or deficiencies2020UK-ICAEW£700
Goodale Mardle Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Hornbeam Accountancy Services Ltd accounting fraud or deficiencies2020UK-ICAEW£700
DPC Accountants Limited accounting fraud or deficiencies2020UK-ICAEW£700
Davenport Hodgkiss anti-money-laundering deficiencies2020UK-ICAEW£700
Allan George Consultants anti-money-laundering deficiencies2020UK-ICAEW£700
Benson Wood Limited accounting fraud or deficiencies2020UK-ICAEW£700
BSS & Co (Accountancy Services) Limited accounting fraud or deficiencies2020UK-ICAEW£700
Lawfords Consulting Limited accounting fraud or deficiencies2020UK-ICAEW£700
CAP Accountancy Limited accounting fraud or deficiencies2020UK-ICAEW£700
H.L. Barnes & Sons accounting fraud or deficiencies2020UK-ICAEW£700
Styles & Co JFC Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Connelly & Co Limited anti-money-laundering deficiencies2020UK-ICAEW£700
Moore Family Office Limited accounting fraud or deficiencies2021UK-ICAEW£700
Sampson West accounting fraud or deficiencies2022UK-ICAEW£700
MG Group (Professional Services) Ltd accounting fraud or deficiencies2018UK-ICAEW£698
Sedulo Audit Limited accounting fraud or deficiencies2021UK-ICAEW£696
Wheeler & Company Limited anti-money-laundering deficiencies2020UK-ICAEW£630
Thaker & Co. accounting fraud or deficiencies2018UK-ICAEW£575