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Violation Tracker UK Individual Case

Company: K.P. Doherty & Co
Company City/Town: Romford
Company Nation/Region: England
Penalty: £1,000
Year: 2018
Date: 20 August, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: K.P. Doherty & Co,22 Harlesden Walk, Romford, Essex, RM3 9HS,has agreed to pay a regulatory penalty of £1,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 3.11 for failing to keep audit working papers for a period of at least six years.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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