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Violation Tracker UK Individual Case

Company: Crossley & Davis
Company City/Town: Blackpool
Company Nation/Region: England
Penalty: £1,050
Year: 2021
Date: 16 February, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Crossley & Davis of Blackpool, United Kingdom has agreed to pay a practice assurance penalty of £1,050, which was decided by the Practice Assurance Committee. This was in view of the firm's admitted breach of Practice Assurance Regulation 4 (2008 Regulations); in that it failed to comply with written assurances given by the Practice Assurance Principal on behalf of the firm that it would record ongoing client due diligence for existing clients.
Action Type: agency action
Settlement Type: Practice Assurance Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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