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Violation Tracker UK Individual Case

Company: Attwood & Co
Company City/Town: Dudley
Company Nation/Region: England
Penalty: £1,000
Year: 2018
Date: 14 August, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Attwood & Co, Unit 3, Crescent Industrial Park, Peartree Lane, Dudley, West Midlands, DY2 0QQ, has agreed to pay a regulatory penalty of £1,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 3.10 for failing to arrange an independent cold file review to be carried out at least once every three years since 2014, as required by ISQC1
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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