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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Alizai Exchange Ltd anti-money-laundering deficiencies2021UK-HMRC£0
New Ariana Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Newlinks London Ltd anti-money-laundering deficiencies2020UK-HMRC£0
MT Global Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Herat Money Services Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Zaam Foreign Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Universal Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
St Ermins Operating (UK) Ltd anti-money-laundering deficiencies2020UK-HMRC£0
JB Foods (Yorkshire) Limited anti-money-laundering deficiencies2022UK-HMRC£0
North Swindon Limited anti-money-laundering deficiencies2022UK-HMRC£0
Xpress Money Services Limited T/A Xpress Money anti-money-laundering deficiencies2021UK-HMRC£0
Specialist Computer Services Limited anti-money-laundering deficiencies2022UK-HMRC£0
Bradshaw Estate Agents Limited anti-money-laundering deficiencies2022UK-HMRC£0
Chong & Associates Limited anti-money-laundering deficiencies2022UK-HMRC£0
R & D Tax and Grants Limited anti-money-laundering deficiencies2022UK-HMRC£0
A Smart Move Residential limited anti-money-laundering deficiencies2022UK-HMRC£0
M&M (UK) Limited anti-money-laundering deficiencies2022UK-HMRC£0
Pub Hub Accountancy Services Limited anti-money-laundering deficiencies2022UK-HMRC£0
Adrian Dowding Estate Agents Limited anti-money-laundering deficiencies2022UK-HMRC£0
Nathan Samuel Limited anti-money-laundering deficiencies2022UK-HMRC£0
Dreamhouse Property Limited anti-money-laundering deficiencies2022UK-HMRC£0
Electrical Repair Limited anti-money-laundering deficiencies2021UK-HMRC£0
TJS Property People Limited anti-money-laundering deficiencies2021UK-HMRC£0
Robin Moss Accountants Limited anti-money-laundering deficiencies2021UK-HMRC£0
BP Remit Limited  anti-money-laundering deficiencies2021UK-HMRC£0
Purple Eye Limited anti-money-laundering deficiencies2021UK-HMRC£0
HD Management Limited anti-money-laundering deficiencies2021UK-HMRC£0
Secure Facilities Ltd anti-money-laundering deficiencies2021UK-HMRC£0
Palm Forex Limited anti-money-laundering deficiencies2021UK-HMRC£0
Keystone Properties (UK) Limited anti-money-laundering deficiencies2021UK-HMRC£0
Colour Double Limited anti-money-laundering deficiencies2021UK-HMRC£0
Evolve Protection Services Limited anti-money-laundering deficiencies2021UK-HMRC£0
Criteria Wealth Management Limited investor protection violation2020UK-GFSC£0
Certes Capital Limited (formerly Marlborough Pension Trustees Limited) investor protection violation2019UK-GFSC£0
Capital Solutions Limited investor protection violation2017UK-GFSC£0
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
Wise Payments Limited economic sanction violation2023UK-OFSI£0