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Violation Tracker UK Individual Case

Company: S4B (UK) Ltd
Company City/Town: Maidenhead
Company Nation/Region: England
Penalty: £1,000
Year: 2016
Date: 25 August, 2016
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: S4B (UK) Ltd,Burlington House, 1-13 York Road, Maidenhead, Berkshire, SL6 1SQ, has agreed to pay a regulatory penalty of £1,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 3.20 for failing to carry out annual cold file reviews since 2011
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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