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Violation Tracker UK Individual Case

Company: Grenfell James Audit LLP
Company City/Town: Stratford upon Avon
Company Nation/Region: England
Penalty: £821
Year: 2021
Date: 29 April, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Grenfell James Audit LLP, Stratford-upon-Avon, United Kingdom, has agreed to pay a regulatory penalty of £821, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.03a, 2.11 and 6.06 for its failure to ensure that it was eligible to hold audit registration, in that one of its principals did not hold the required affiliate status,for its failure to notify ICAEW of changes within 10 business days and for the incorrect completion of its ICAEW annual returns.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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