Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Thaker & Co. accounting fraud or deficiencies2018UK-ICAEW£575
Kingham Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£560
AM Business and Accountancy Services Ltd accounting fraud or deficiencies2023UK-ICAEW£560
Abrams Ashton Limited accounting fraud or deficiencies2020UK-ICAEW£537
WBV Limited accounting fraud or deficiencies2023UK-ICAEW£525
Nicklin LLP accounting fraud or deficiencies2021UK-ICAEW£525
Cube3 Solutions Limited accounting fraud or deficiencies2020UK-ICAEW£525
Optimum Probate and Estate Administration accounting fraud or deficiencies2023UK-ICAEW£525
Accstax Consultants Ltd anti-money-laundering deficiencies2019UK-HMRC£519
Agutter-Khanderia accounting fraud or deficiencies2020UK-ICAEW£500
GMG Roberts accounting fraud or deficiencies2020UK-ICAEW£500
Cartwrights Audit Limited accounting fraud or deficiencies2019UK-ICAEW£500
Wilkinson and Partners accounting fraud or deficiencies2019UK-ICAEW£500
AM-PM Accounting Solutions Limited accounting fraud or deficiencies2019UK-ICAEW£500
MCA Breslins Solihull Ltd accounting fraud or deficiencies2018UK-ICAEW£500
Critchleys Probate Services LLP accounting fraud or deficiencies2018UK-ICAEW£500
Anderson Musaamil & Co accounting fraud or deficiencies2018UK-ICAEW£500
DHB Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£500
Kingett's accounting fraud or deficiencies2018UK-ICAEW£500
Wilds Ltd accounting fraud or deficiencies2017UK-ICAEW£500
A.J. Charik & Co accounting fraud or deficiencies2017UK-ICAEW£500
Jewellery Hub of London Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Bakaal Worldwide Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Britaniashaw Ltd anti-money-laundering deficiencies2019UK-HMRC£500
Phantom Motor Company Limited anti-money-laundering deficiencies2018UK-HMRC£500
EZI Tax Ltd anti-money-laundering deficiencies2018UK-HMRC£500
Balmoral Accountancy Services (NE) Ltd anti-money-laundering deficiencies2020UK-HMRC£500
Next4UK Consulting Ltd anti-money-laundering deficiencies2019UK-HMRC£500
KBL Advisory LTD accounting fraud or deficiencies2021UK-ICAEW£490
Numera Partners LLP accounting fraud or deficiencies2023UK-ICAEW£480
Buzzacott LLP accounting fraud or deficiencies2018UK-ICAEW£464
Lever Bros & Co accounting fraud or deficiencies2020UK-ICAEW£449
Iliffe Poulter Limited accounting fraud or deficiencies2021UK-ICAEW£447
Chadwick & Company (Manchester) Ltd accounting fraud or deficiencies2024UK-ICAEW£365
Willis Scott Group accounting fraud or deficiencies2023UK-ICAEW£350
DKR Audit Services Ltd accounting fraud or deficiencies2023UK-ICAEW£350
Guy Fallows Enterprises Limited accounting fraud or deficiencies2021UK-ICAEW£350
Montgomery Taff Ltd accounting fraud or deficiencies2020UK-ICAEW£350
Davis Bonley Limited accounting fraud or deficiencies2020UK-ICAEW£350
Harris & Co Limited accounting fraud or deficiencies2021UK-ICAEW£350
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
MCT Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Brian Ziff Limited accounting fraud or deficiencies2022UK-ICAEW£350
J H Greenwood FCA accounting fraud or deficiencies2016UK-ICAEW£323
HLAS Partners Limited accounting fraud or deficiencies2023UK-ICAEW£316
Thompson Wright Limited accounting fraud or deficiencies2020UK-ICAEW£266
Chris Duckett Limited accounting fraud or deficiencies2023UK-ICAEW£234
Blackman Terry LLP accounting fraud or deficiencies2023UK-ICAEW£201
PMC Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£175
NMC Health Plc investor protection violation2023UK-FCA£0
BOSeCo accounting fraud or deficiencies2023UK-ICAEW£0
Croucher Needham (Essex) LLP accounting fraud or deficiencies2024UK-ICAEW£0
BDSwiss Holding Plc investor protection violation2021UK-FCA£0
Avacade Future Solutions et al. investor protection violation2021UK-FCA£0
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£0
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£0
Danske BankDanske Bankfinancial servicesbanking violation2021UK-CMA£0
Clydesdale Bank plcVirgin Money UK PLCfinancial servicesbanking violation2021UK-CMA£0
AIB Group (UK) plcAllied Irish Banksfinancial servicesbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesbanking violation2020UK-CMA£0
AIB Group (UK) plc dba First Trust BankAllied Irish Banksfinancial servicesbanking violation2014UK-CMA£0
HSBC Bank plcHSBCfinancial servicesbanking violation2014UK-CMA£0
Henderson-Smith Associates Limited accounting fraud or deficiencies2021UK-ICAEW£0
Simon Silver-Myer accounting fraud or deficiencies2021UK-ICAEW£0
Robert Evans accounting fraud or deficiencies2021UK-ICAEW£0
Collins accounting fraud or deficiencies2021UK-ICAEW£0
Ellis Lloyd Jones LLP accounting fraud or deficiencies2021UK-ICAEW£0
Crowe U.K. LLP accounting fraud or deficiencies2020UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£0
Moore Kingston Smith LLP accounting fraud or deficiencies2019UK-ICAEW£0 Ltd. payday lending violation2012UK-OFT£0
Safeloans Ltd. dba Paydayok payday lending violation2010UK-OFT£0
CIM Technologies Ltd. dba Tooth Fairy Finance payday lending violation2010UK-OFT£0
Co-operative Bank PlcCo-operative Bankfinancial servicesinternal controls deficiency2015UK-PRA£0
BDSwiss Holding Plc investor protection violation2021UK-FCA£0
Danske BankDanske Bankfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0
Adroit Auditing Limited accounting fraud or deficiencies2021UK-ICAEW£0
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£0
Fenleys accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£0
Libcus Limited accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£0
Tracerco LimitedJohnson Mattheymetalseconomic sanction violation2022UK-OFSI£0
Carillion plc investor protection violation2022UK-FCA£0
Hawksford Trust Company Jersey Limited banking violation2021UK-JFSC£0
Vincent – S Limited anti-money-laundering deficiencies2021UK-HMRC£0
Delta Tax Agents Limited anti-money-laundering deficiencies2021UK-HMRC£0
Jark-1 Limited anti-money-laundering deficiencies2021UK-HMRC£0
Alexander Charles and Browne Ltd Estate Agency Business anti-money-laundering deficiencies2020UK-HMRC£0
Somexchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Horjoog Services Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Sumer 62 Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Money Movers Ltd anti-money-laundering deficiencies2021UK-HMRC£0
Yours City Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Fast Remit Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Surelet Hemel Hempstead Ltd anti-money-laundering deficiencies2021UK-HMRC£0
Alizai Exchange Ltd anti-money-laundering deficiencies2021UK-HMRC£0