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Violation Tracker UK Individual Case

Company: Rostance Edwards (Staffs) Limited
Company City/Town: Cannock
Company Nation/Region: England
Penalty: £1,043
Year: 2019
Date: 23 May, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of Rostance Edwards (Staffs) Limited of Cannock, United Kingdom, the Investigation Committee made an order that the firm be reprimanded and pay costs of £1,043 with respect to a complaint that it breached audit regulation 4.04 in that it allowed Mrs 'A' FCA, to sign audit reports on behalf of Rostance Edwards (Staffs) Limited (trading as Dean Statham), when she was ineligible to act as a senior statutory auditor because she did not hold an appropriate qualification.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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