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Violation Tracker UK Individual Case

Company: Brown McLeod Limited
Company City/Town: Sheffield
Company Nation/Region: England
Penalty: £1,050
Year: 2019
Date: 15 February, 2019
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Brown McLeod Limited,51 Clarke grove Road, Sheffield, South Yorkshire, S10 2NH, has agreed to pay a regulatory penalty of £1050, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 3.01, in that between 2013 and 2018, an individual in a position to influence the conduct and outcome of the audit held shares in an audit client.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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