KPMG | KPMG | business services | accounting fraud or deficiencies | 2022 | UK-FRC | £3,375,000 |
TFS-ICAP Ltd. | | | investor protection violation | 2020 | UK-FCA | £3,444,100 |
Ezy Drinks Ltd | | | tax violations | 2017 | UK-HMRC | £3,482,016 |
Fowler Oldfield Ltd | | | tax violations | 2017 | UK-HMRC | £3,488,081 |
KPMG Audit Plc | KPMG | business services | accounting fraud or deficiencies | 2019 | UK-FRC | £3,500,000 |
Martin Currie Investment Management Limited and Martin Currie Inc | | | investor protection violation | 2012 | UK-FSA | £3,500,000 |
Integrated Financial Arrangements plc | IntegraFin Holdings PLC | financial services | investor protection violation | 2011 | UK-FSA | £3,500,000 |
Bank of Scotland Plc | Lloyds Banking Group | financial services | investor protection violation | 2011 | UK-FSA | £3,500,000 |
Greenlight Capital Inc. | | | insider trading | 2012 | UK-FSA | £3,650,795 |
Jedirect Corp | | | tax violations | 2021 | UK-HMRC | £3,740,541 |
Forex Capital Markets Ltd and FXCM Securities Ltd | | | investor protection violation | 2014 | UK-FCA | £4,000,000 |
Al Rayan Bank PLC | | | anti-money-laundering deficiencies | 2023 | UK-FCA | £4,023,600 |
Winterflood Securities Limited | Close Brothers Group PLC | financial services | investor protection violation | 2010 | UK-FSA | £4,052,500 |
Yorkshire Building Society | Yorkshire Building Society | financial services | mortgage abuses | 2014 | UK-FCA | £4,135,600 |
EFG Private Bank Ltd | | | anti-money-laundering deficiencies | 2013 | UK-FSA | £4,200,000 |
Carlton Buildings | | | tax violations | 2023 | UK-HMRC | £4,225,950 |
Business Networks Management Ltd dba Zambezi Business Mangement Ltd | | | tax violations | 2018 | UK-HMRC | £4,351,395 |
Skelwith Leisure (Raithwaite) Ltd | | | tax violations | 2017 | UK-HMRC | £4,493,791 |
KPMG Audit Plc | KPMG | business services | accounting fraud or deficiencies | 2019 | UK-FRC | £4,500,000 |
Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2019 | UK-FRC | £4,525,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2019 | UK-FRC | £4,550,000 |
Asia Resource Minerals plc fka Bumi plc | | | investor protection violation | 2015 | UK-FCA | £4,651,200 |
Universal Project Services Ltd | | | tax violations | 2018 | UK-HMRC | £4,651,334 |
Premier Metals (Leeds) Ltd | | | tax violations | 2017 | UK-HMRC | £4,685,825 |
Deutsche Bank AG | Deutsche Bank | financial services | investor protection violation | 2014 | UK-FCA | £4,718,800 |
BGC Brokers LP and GFI Brokers Ltd and GFI Securities Ltd | | | investor protection violation | 2022 | UK-FCA | £4,775,200 |
Mineworld Limited | | | investor protection violation | 2015 | UK-FCA | £5,000,000 |
PwC LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2017 | UK-FRC | £5,000,000 |
I Hami Creative Company Limited | | | tax violations | 2018 | UK-HMRC | £5,219,425 |
Metro Bank plc | Metro Bank PLC | financial services | internal controls deficiency | 2021 | UK-PRA | £5,376,000 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2017 | UK-FRC | £5,600,000 |
The Royal Bank of Scotland plc et al. | NatWest Group PLC | financial services | anti-money-laundering deficiencies | 2010 | UK-FSA | £5,600,000 |
The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. | NatWest Group PLC | financial services | investor protection violation | 2013 | UK-FCA | £5,620,300 |
PricewaterhouseCoopers LLP | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2023 | UK-FRC | £5,625,000 |
CMS Metals Ltd | | | tax violations | 2017 | UK-HMRC | £5,774,265 |
Ghana International Bank Plc | | | anti-money-laundering deficiencies | 2022 | UK-FCA | £5,829,900 |
Credit Suisse (UK) Limited | UBS | financial services | investor protection violation | 2011 | UK-FSA | £5,950,000 |
KPMG Audit Plc | KPMG | business services | accounting fraud or deficiencies | 2019 | UK-FRC | £6,000,000 |
Nationwide Building Society | Nationwide Building Society | financial services | banking violation | 2019 | UK-CMA | £6,000,000 |
Sesame Limited | Aviva PLC | financial services | investor protection violation | 2013 | UK-FCA | £6,031,200 |
Threadneedle Asset Management Limited | | | investor protection violation | 2015 | UK-FCA | £6,038,504 |
Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2016 | UK-FRC | £6,275,000 |
Coutts & Company | NatWest Group PLC | financial services | investor protection violation | 2011 | UK-FSA | £6,300,000 |
ADM Investor Services International Limited | Archer Daniels Midland | agribusiness | anti-money-laundering deficiencies | 2023 | UK-FCA | £6,470,600 |
Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited | Abrdn PLC | financial services | investor protection violation | 2013 | UK-FCA | £7,192,500 |
Universal Payroll Services Ltd | | | tax violations | 2018 | UK-HMRC | £7,224,151 |
Standard Bank PLC | Industrial and Commercial Bank of China | financial services | anti-money-laundering deficiencies | 2014 | UK-FCA | £7,640,400 |
Guaranty Trust Bank (UK) Limited | Guaranty Trust Bank PLC | financial services | anti-money-laundering deficiencies | 2023 | UK-FCA | £7,671,800 |
Barclays Bank plc | Barclays | financial services | investor protection violation | 2011 | UK-FSA | £7,700,000 |
Lloyds Banking Group | Lloyds Banking Group | financial services | interest rate benchmark manipulation | 2014 | UK-PRA | £7,760,000 |
JLT Specialty Limited | Marsh & McLennan | financial services | anti-money-laundering deficiencies | 2022 | UK-FCA | £7,881,700 |
7722656 Canada Inc. | | | investor protection violation | 2014 | UK-FCA | £8,000,000 |
HSBC Bank plc | HSBC | financial services | banking violation | 2019 | UK-CMA | £8,000,000 |
Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited | Aviva PLC | financial services | investor protection violation | 2016 | UK-FCA | £8,246,800 |
Gibson Global Ltd | | | tax violations | 2021 | UK-HMRC | £8,552,226 |
Coutts & Company | NatWest Group PLC | financial services | anti-money-laundering deficiencies | 2012 | UK-FSA | £8,750,000 |
MUFG Securities EMEA plc | Mitsubishi UFJ Financial Group | financial services | internal controls deficiency | 2017 | UK-PRA | £8,925,000 |
Charles Schwab UK Ltd. | Charles Schwab Corp. | financial services | investor protection violation | 2020 | UK-FCA | £8,963,200 |
GAM International Management Ltd | GAM Holding AG | financial services | investor protection violation | 2022 | UK-FCA | £9,103,523 |
UBS AG | UBS | financial services | investor protection violation | 2013 | UK-FSA | £9,450,000 |
Aster and Young Limited. Formerly known as SCC Trading Limited and formerly known as Centric Management Services Limited. | | | tax violations | 2022 | UK-HMRC | £9,504,557 |
Blackrock Investment Management (UK) Limited | BlackRock | financial services | investor protection violation | 2012 | UK-FSA | £9,533,100 |
PriceWaterhouseCoopers | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2018 | UK-FRC | £10,000,000 |
Metro Bank PLC | Metro Bank PLC | financial services | accounting fraud or deficiencies | 2022 | UK-FCA | £10,002,300 |
HSBC Bank plc | HSBC | financial services | investor protection violation | 2011 | UK-FSA | £10,500,000 |
EE139 Realisations Ltd dba Earn Extra 139 Ltd | | | tax violations | 2018 | UK-HMRC | £10,645,837 |
Avacade Limited et al. | | | investor protection violation | 2021 | UK-FCA | £10,715,000 |
Metro Bank plc | Metro Bank PLC | financial services | banking violation | 2020 | UK-CMA | £11,400,000 |
Santander UK plc | Banco Santander | financial services | investor protection violation | 2014 | UK-FCA | £12,377,800 |
Citigroup Global Markets Limited | Citigroup | financial services | investor protection violation | 2022 | UK-FCA | £12,553,800 |
Merrill Lynch International | Bank of America | financial services | investor protection violation | 2015 | UK-FCA | £13,285,900 |
Prudential plc | Prudential PLC | financial services | investor protection violation | 2013 | UK-FSA | £14,000,000 |
Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd. | NatWest Group PLC | financial services | internal controls deficiency | 2014 | UK-PRA | £14,000,000 |
The Royal Bank of Scotland plc and National Westminster Bank Plc | NatWest Group PLC | financial services | mortgage abuses | 2014 | UK-FCA | £14,474,600 |
Tullett Prebon (Europe) Limited | TP ICAP PLC | financial services | investor protection violation | 2019 | UK-FCA | £15,400,000 |
KPMG LLP | KPMG | business services | accounting fraud or deficiencies | 2021 | UK-FRC | £15,450,000 |
The Prudential Assurance Company Limited | M&G PLC | financial services | investor protection violation | 2013 | UK-FSA | £16,000,000 |
Silvermask Ltd | | | tax violations | 2023 | UK-HMRC | £16,102,000 |
Tesco Personal Finance plc | Tesco PLC | retailing | privacy violation | 2018 | UK-FCA | £16,400,000 |
JKL (Wakefield) Ltd | | | tax violations | 2019 | UK-HMRC | £16,432,386 |
ED&F Man Capital Markets Ltd | | | tax violations | 2023 | UK-FCA | £17,219,300 |
Goldman Sachs International | Goldman Sachs | financial services | investor protection violation | 2010 | UK-FSA | £17,500,000 |
Aviva Investors Global Services Limited | Aviva PLC | financial services | investor protection violation | 2015 | UK-FCA | £17,607,000 |
Bank of Tokyo Mitsubishi UFJ Limited | Mitsubishi UFJ Financial Group | financial services | internal controls deficiency | 2017 | UK-PRA | £17,850,000 |
Julius Baer International Limited | Julius Baer Group | financial services | investor protection violation | 2022 | UK-FCA | £18,022,500 |
Invesco Asset Management Limited and Invesco Fund Managers Limited | Invesco | financial services | investor protection violation | 2014 | UK-FCA | £18,643,000 |
KPMG LLP | KPMG | business services | accounting fraud or deficiencies | 2022 | UK-FRC | £18,667,937 |
Work Legal-E Ltd. | | | tax violations | 2014 | UK-HMRC | £18,747,375 |
TSB Bank plc | Banco de Sabadell | financial services | internal controls deficiency | 2022 | UK-PRA | £18,900,000 |
Santander UK plc | Banco Santander | financial services | banking violation | 2019 | UK-CMA | £19,000,000 |
Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2020 | UK-OFSI | £20,471,810 |
Deloitte LLP | Deloitte | business services | accounting fraud or deficiencies | 2020 | UK-FRC | £20,635,014 |
State Street Bank Europe Limited and State Street Global Markets International Limited | State Street Corp. | financial services | investor protection violation | 2014 | UK-FCA | £22,885,000 |
Lighthouse Advisory Services Limited | | | investor protection violation | 2023 | UK-FCA | £23,610,000 |
KPMG LLP | KPMG | business services | accounting fraud or deficiencies | 2023 | UK-FRC | £23,874,365 |
The Prudential Assurance Company Limited | M&G PLC | financial services | investor protection violation | 2019 | UK-FCA | £23,875,000 |
Park First Limited et al. | | | investor protection violation | 2021 | UK-FCA | £25,000,000 |
Barclays Bank plc | Barclays | financial services | investor protection violation | 2014 | UK-FCA | £26,033,500 |
Rio Tinto plc | Rio Tinto | mining and minerals | accounting fraud or deficiencies | 2017 | UK-FCA | £27,385,400 |
UBS AG | UBS | financial services | investor protection violation | 2019 | UK-FCA | £27,599,400 |
Lloyds Bank plc and Bank of Scotland plc | Lloyds Banking Group | financial services | investor protection violation | 2013 | UK-FCA | £28,038,800 |