Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Instinet Europe LimitedNomurafinancial servicesinvestor protection violation2010UK-FSA£1,050,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,066,163
Hong Kong Aosen Int. Group Co. Ltd tax violations2020UK-HMRC£1,073,627
R. Raphael & Sons plc risk management failure2019UK-PRA£1,112,152
Barclays Capital Securities LimitedBarclaysfinancial servicesinvestor protection violation2011UK-FSA£1,127,559
JDR Commercial Solutions NI Limited tax violations2023UK-HMRC£1,156,778
YQMS Limited tax violations2022UK-HMRC£1,179,907
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£1,186,030
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,197,800
W H Ireland Limited investor protection violation2016UK-FCA£1,200,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
Deluxe Corporate Solutions Ltd tax violations2017UK-HMRC£1,224,362
Cheshire Mortgage Corporation Limited mortgage abuses2012UK-FSA£1,225,000
Kensington Mortgage Company Limited mortgage abuses2010UK-FSA£1,225,000
R. Raphael & Sons Plc internal controls deficiency2015UK-PRA£1,278,165
Donton Ltd tax violations2023UK-HMRC£1,302,284
Lucky Dairy Ltd tax violations2021UK-HMRC£1,317,433
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,323,875
Cafe Zoot Limited tax violations2020UK-HMRC£1,340,674
Meadowhall Wholesale Ltd dba Meadowhall Cash and Carry tax violations2017UK-HMRC£1,379,026
QIB (UK) Plc internal controls deficiency2016UK-PRA£1,384,950
Hobson's Choice (Stores) Limited tax violations2019UK-HMRC£1,397,191
Norwich and Peterborough Building SocietyYorkshire Building Societyfinancial servicesinvestor protection violation2011UK-FSA£1,400,000
Getco Europe Limited investor protection violation2010UK-FSA£1,400,000
Mirroman Ltd tax violations2023UK-HMRC£1,403,576
Spectrum Contracting Services Ltd tax violations2018UK-HMRC£1,408,429
Enigma Facilities Management Ltd tax violations2023UK-HMRC£1,409,450
Premium Brand Management Limited tax violations2022UK-HMRC£1,410,110
Shenzhen Qiao Zhuo E-Commerce Ltd tax violations2019UK-HMRC£1,411,508
SMP Support Services Ltd. fka M8 Recruitment Ltd. tax violations2023UK-HMRC£1,411,692
Yorkshire Building SocietyYorkshire Building Societyfinancial servicesinvestor protection violation2014UK-FCA£1,429,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,450,000
Superpower Payroll Limited tax violations2016UK-HMRC£1,457,539
Da Vinci Invest Limited investor protection violation2015UK-FCA£1,460,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2024UK-FRC£1,462,500
Xpress Money Services Limited MSB anti-money-laundering deficiencies2022UK-HMRC£1,489,611
Santander UK plcBanco Santanderfinancial servicesinvestor protection violation2012UK-FSA£1,500,000
Extensive Enterprise Ltd. fka Shan Consultancy Limited. tax violations2023UK-HMRC£1,551,129
Societe GeneraleSociete Generalefinancial servicesinvestor protection violation2010UK-FSA£1,575,000
Gatehouse Bank Plc anti-money-laundering deficiencies2022UK-FCA£1,584,100
Sesame LimitedAviva PLCfinancial servicesinvestor protection violation2014UK-FCA£1,598,000
Argento Wealth Ltd investor protection violation2024UK-FCA£1,600,000
Delta Trade SPRL tax violations2021UK-HMRC£1,625,982
P.R.B. Trading Limited tax violations2019UK-HMRC£1,629,658
UK Snacks Limited tax violations2021UK-HMRC£1,649,548
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,696,149
Webstar Dixon Limited tax violations2023UK-HMRC£1,712,097
VC Solution Ltd tax violations2021UK-HMRC£1,717,052
Zamco Ltd tax violations2019UK-HMRC£1,736,633
T W Telecommunications Ltd tax violations2017UK-HMRC£1,744,452
Credit Suisse Securities (Europe) Limited et al.UBSfinancial servicesinvestor protection violation2010UK-FSA£1,750,000
Aircall International Ltd tax violations2018UK-HMRC£1,760,747
Blinkin-Ink & Mobis Ltd t/a ‘BIML and Blinking Ink’ tax violations2024UK-HMRC£1,766,665
P S Gill Construction Limited dba Parwinder Singh Construction tax violations2023UK-HMRC£1,798,261
AXA Wealth Services LtdPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2013UK-FCA£1,802,200
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£1,815,000
Originals SP Zo.o tax violations2023UK-HMRC£1,856,628
Henderson Investment Funds Ltd.Janus Hendersonfinancial servicesinvestor protection violation2019UK-FCA£1,867,900
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2014UK-FRC£1,870,000
Dedicated Outsourcing Ltd (Trading as ‘Quadrant Service (UK)’) tax violations2023UK-HMRC£1,896,815
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2020UK-FRC£1,950,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,959,750
MT Global Ltd anti-money-laundering deficiencies2021UK-HMRC£1,994,007
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,025,000
The TJM Partnership Limited anti-money-laundering deficiencies2022UK-FCA£2,038,700
TJM Partnership anti-money-laundering deficiencies2022UK-FCA£2,038,700
L & S Accounting Firm Umbrella Ltd tax violations2024UK-HMRC£2,074,840
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
Kamros Cash and Carry Limited tax violations2021UK-HMRC£2,133,329
Royal Bank of Scotland GroupNatWest Group PLCfinancial servicesbanking violation2020UK-CMA£2,200,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,205,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£2,212,000
Matlock Recycling Limited tax violations2017UK-HMRC£2,227,887
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023UK-FRC£2,256,625
DB UK Bank Limited dba DB MortgagesDeutsche Bankfinancial servicesmortgage abuses2010UK-FSA£2,340,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-FRC£2,340,000
Pembrokeshire Mortgage Centre Limited investor protection violation2022UK-FCA£2,354,331
Amber Motor Company Ltd. Previously known as EJH2 Ltd tax violations2020UK-HMRC£2,396,285
Credit Suisse InternationalUBSfinancial servicesinvestor protection violation2014UK-FCA£2,398,100
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£2,415,000
Lamprell plc investor protection violation2013UK-FSA£2,428,300
Standard Life Assurance LimitedPhoenix Group Holdings PLCfinancial servicesinvestor protection violation2010UK-FSA£2,450,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£2,450,000
Bastion Capital London Limited anti-money-laundering deficiencies2023UK-FCA£2,452,700
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,475,000
Kumbhayana Productions Limited. fka Film TMK Limited. tax violations2023UK-HMRC£2,546,508
Ekey Technology Ltd tax violations2018UK-HMRC£2,645,065
East Sussex Distribution Ltd tax violations2016UK-HMRC£2,654,014
MY.KLT Ltd tax violations2018UK-HMRC£2,713,705
Scottish Equitable PLCAegonfinancial servicesinvestor protection violation2010UK-FSA£2,800,000
Premier Waste & Recycling Ltd tax violations2014UK-HMRC£2,806,526
Millburn Insurance Company Limited internal controls deficiency2016UK-PRA£2,863,066
Simply Plant Sales Limited fka Slater Haringthwaite Limited tax violations2024UK-HMRC£2,959,474
Deloitte & ToucheDeloittebusiness servicesaccounting fraud or deficiencies2015UK-FRC£3,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,010,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,038,750
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2016UK-FRC£3,050,000
J.P. Morgan International Bank LimitedJPMorgan Chasefinancial servicesinvestor protection violation2013UK-FCA£3,076,200
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,165,000
Sonali Bank (UK) Limited anti-money-laundering deficiencies2016UK-FCA£3,250,600