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Violation Tracker UK Individual Case
Company: The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V.
Current Parent Company:
NatWest Group PLC
Parent at the Time of the Penalty Announcement: NatWest Group PLC
Penalty: £5,620,300
Year: 2013
Date: 16 July, 2013
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: RBS paid £5.6 million in settlement of a finding by the FCA that the company
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: banking & securities
Source of Data:
(click here)
