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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £3,844,523,618
Number of Penalty Cases: 3,353
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£363,717,5199
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
NMC Health Plc investor protection violation2023UK-FCA£0
BOSeCo accounting fraud or deficiencies2023UK-ICAEW£0
BDSwiss Holding Plc investor protection violation2021UK-FCA£0
Avacade Future Solutions et al. investor protection violation2021UK-FCA£0
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£0
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£0
Danske BankDanske Bankfinancial servicesbanking violation2021UK-CMA£0
Clydesdale Bank plcVirgin Money UK PLCfinancial servicesbanking violation2021UK-CMA£0
AIB Group (UK) plcAllied Irish Banksfinancial servicesbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupfinancial servicesbanking violation2020UK-CMA£0
AIB Group (UK) plc dba First Trust BankAllied Irish Banksfinancial servicesbanking violation2014UK-CMA£0
HSBC Bank plcHSBCfinancial servicesbanking violation2014UK-CMA£0
Henderson-Smith Associates Limited accounting fraud or deficiencies2021UK-ICAEW£0
Simon Silver-Myer accounting fraud or deficiencies2021UK-ICAEW£0
Robert Evans accounting fraud or deficiencies2021UK-ICAEW£0
Collins accounting fraud or deficiencies2021UK-ICAEW£0
Ellis Lloyd Jones LLP accounting fraud or deficiencies2021UK-ICAEW£0
Crowe U.K. LLP accounting fraud or deficiencies2020UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£0
Moore Kingston Smith LLP accounting fraud or deficiencies2019UK-ICAEW£0
Wonga.com Ltd. payday lending violation2012UK-OFT£0
Safeloans Ltd. dba Paydayok payday lending violation2010UK-OFT£0
CIM Technologies Ltd. dba Tooth Fairy Finance payday lending violation2010UK-OFT£0
Co-operative Bank PlcCo-operative Bankfinancial servicesinternal controls deficiency2015UK-PRA£0
BDSwiss Holding Plc investor protection violation2021UK-FCA£0
Danske BankDanske Bankfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderfinancial servicesbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupfinancial servicesbanking violation2021UK-CMA£0
Adroit Auditing Limited accounting fraud or deficiencies2021UK-ICAEW£0
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£0
Fenleys accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£0
Libcus Limited accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£0
Tracerco LimitedJohnson Mattheymetalseconomic sanction violation2022UK-OFSI£0
Carillion plc investor protection violation2022UK-FCA£0
Hawksford Trust Company Jersey Limited banking violation2021UK-JFSC£0
Vincent – S Limited anti-money-laundering deficiencies2021UK-HMRC£0
Delta Tax Agents Limited anti-money-laundering deficiencies2021UK-HMRC£0
Jark-1 Limited anti-money-laundering deficiencies2021UK-HMRC£0
Alexander Charles and Browne Ltd Estate Agency Business anti-money-laundering deficiencies2020UK-HMRC£0
Somexchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Horjoog Services Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Sumer 62 Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Money Movers Ltd anti-money-laundering deficiencies2021UK-HMRC£0
Yours City Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Fast Remit Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Surelet Hemel Hempstead Ltd anti-money-laundering deficiencies2021UK-HMRC£0
Alizai Exchange Ltd anti-money-laundering deficiencies2021UK-HMRC£0
New Ariana Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Newlinks London Ltd anti-money-laundering deficiencies2020UK-HMRC£0
MT Global Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Herat Money Services Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Zaam Foreign Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
Universal Exchange Ltd anti-money-laundering deficiencies2020UK-HMRC£0
St Ermins Operating (UK) Ltd anti-money-laundering deficiencies2020UK-HMRC£0
JB Foods (Yorkshire) Limited anti-money-laundering deficiencies2022UK-HMRC£0
North Swindon Limited anti-money-laundering deficiencies2022UK-HMRC£0
Xpress Money Services Limited T/A Xpress Money anti-money-laundering deficiencies2021UK-HMRC£0
Specialist Computer Services Limited anti-money-laundering deficiencies2022UK-HMRC£0
Bradshaw Estate Agents Limited anti-money-laundering deficiencies2022UK-HMRC£0
Chong & Associates Limited anti-money-laundering deficiencies2022UK-HMRC£0
R & D Tax and Grants Limited anti-money-laundering deficiencies2022UK-HMRC£0
A Smart Move Residential limited anti-money-laundering deficiencies2022UK-HMRC£0
M&M (UK) Limited anti-money-laundering deficiencies2022UK-HMRC£0
Pub Hub Accountancy Services Limited anti-money-laundering deficiencies2022UK-HMRC£0
Adrian Dowding Estate Agents Limited anti-money-laundering deficiencies2022UK-HMRC£0
Nathan Samuel Limited anti-money-laundering deficiencies2022UK-HMRC£0
Dreamhouse Property Limited anti-money-laundering deficiencies2022UK-HMRC£0
Electrical Repair Limited anti-money-laundering deficiencies2021UK-HMRC£0
TJS Property People Limited anti-money-laundering deficiencies2021UK-HMRC£0
Robin Moss Accountants Limited anti-money-laundering deficiencies2021UK-HMRC£0
BP Remit Limited  anti-money-laundering deficiencies2021UK-HMRC£0
Purple Eye Limited anti-money-laundering deficiencies2021UK-HMRC£0
HD Management Limited anti-money-laundering deficiencies2021UK-HMRC£0
Secure Facilities Ltd anti-money-laundering deficiencies2021UK-HMRC£0
Palm Forex Limited anti-money-laundering deficiencies2021UK-HMRC£0
Keystone Properties (UK) Limited anti-money-laundering deficiencies2021UK-HMRC£0
Colour Double Limited anti-money-laundering deficiencies2021UK-HMRC£0
Evolve Protection Services Limited anti-money-laundering deficiencies2021UK-HMRC£0
Criteria Wealth Management Limited investor protection violation2020UK-GFSC£0
Certes Capital Limited (formerly Marlborough Pension Trustees Limited) investor protection violation2019UK-GFSC£0
Capital Solutions Limited investor protection violation2017UK-GFSC£0
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0
Wise Payments Limited economic sanction violation2023UK-OFSI£0
PMC Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£175
Blackman Terry LLP accounting fraud or deficiencies2023UK-ICAEW£201
Chris Duckett Limited accounting fraud or deficiencies2023UK-ICAEW£234
Thompson Wright Limited accounting fraud or deficiencies2020UK-ICAEW£266
HLAS Partners Limited accounting fraud or deficiencies2023UK-ICAEW£316
J H Greenwood FCA accounting fraud or deficiencies2016UK-ICAEW£323
Willis Scott Group accounting fraud or deficiencies2023UK-ICAEW£350
DKR Audit Services Ltd accounting fraud or deficiencies2023UK-ICAEW£350
Guy Fallows Enterprises Limited accounting fraud or deficiencies2021UK-ICAEW£350
Montgomery Taff Ltd accounting fraud or deficiencies2020UK-ICAEW£350
Davis Bonley Limited accounting fraud or deficiencies2020UK-ICAEW£350
Harris & Co Limited accounting fraud or deficiencies2021UK-ICAEW£350
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
MCT Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350