Violation Tracker UK Individual Case

Company: Bank of Scotland Plc
Current Parent Company: Lloyds Banking Group
Penalty: £3,500,000
Year: 2011
Date: 23 May, 2011
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Bank of Scotland paid a £3.5 million fine in settlement of a finding by the FSA that the company mishandled complaints about retail investment products.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: banking
Source of Data: (click here)