Basic Search  |  Summaries  |  Advanced SearchPenalty: £3,500,000
Year: 2012
Date: 10 May, 2012
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Marin Curie paid a £3.5 million fine in settlement of a finding by the FSA that the company failed to manage a conflict of interest in investments, when allowing one of its clients funds in rescue another client's fund from liquidity problems without proper scrutiny of the investment.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
Source of Data: (click here)