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Violation Tracker UK Individual Case

Company: EFG Private Bank Ltd
Penalty: £4,200,000
Year: 2013
Date: 28 March, 2013
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: EFG paid a £4.2 million fine in settlement of a finding by the FSA that the company failed to take reasonable care to establish and maintain effective anti-money laundering systems.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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