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Violation Tracker UK Parent Company Summary
Parent Company Name: HSBC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010: £362,536,155
Number of cases: 19
| Top Offence Groups (Groups Defined) | Penalty Total | Number of Cases |
| competition-related offences | £216,363,000 | 1 |
| financial offences | £146,144,400 | 6 |
| employment-related offences | £28,755 | 7 |
| consumer-protection-related offences | £0 | 5 |
| Top Offence Types | Penalty Total | Number of Cases |
| foreign exchange market manipulation | £216,363,000 | 1 |
| anti-money-laundering deficiencies | £63,946,800 | 1 |
| internal controls deficiency | £57,417,500 | 1 |
| banking violation | £14,280,100 | 3 |
| investor protection violation | £10,500,000 | 1 |
| labour standards violation | £25,605 | 2 |
| pension plan violation | £3,150 | 5 |
| consumer protection violation | £0 | 5 |
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found
here.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.
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| Company | Offence Type | Year | Agency | Penalty Amount  |
| HSBC Bank plc | foreign exchange market manipulation | 2014 | UK-FCA | £216,363,000 |
| HSBC Bank plc | anti-money-laundering deficiencies | 2021 | UK-FCA | £63,946,800 |
| HSBC Bank plc and HSBC UK Bank plc | internal controls deficiency | 2024 | UK-PRA | £57,417,500 |
| HSBC Bank plc | investor protection violation | 2011 | UK-FSA | £10,500,000 |
| HSBC Bank plc | banking violation | 2019 | UK-CMA | £8,000,000 |
| HSBC UK Bank plc and HSBC Bank plc and Marks and Spencer Financial Services plc | banking violation | 2024 | UK-FCA | £6,280,100 |
| HSBC UK Bank Ltd | labour standards violation | 2021 | UK-ET | £13,802 |
| HSBC Bank Plc | labour standards violation | 2017 | UK-ET | £11,803 |
| HSBC Pension Trust (UK) Ltd | pension plan violation | 2019 | UK-TPO | £1,000 |
| HSBC Bank Pension Trust (UK) Limited | pension plan violation | 2017 | UK-TPO | £1,000 |
| HSBC Bank Pension Trust (UK) Limited | pension plan violation | 2013 | UK-TPO | £500 |
| HSBC Bank Pension Trust (UK) Limited | pension plan violation | 2012 | UK-TPO | £500 |
| HSBC Bank Pension Trust (UK) Ltd | pension plan violation | 2013 | UK-TPO | £150 |
| HSBC Bank plc | banking violation | 2014 | UK-CMA | £0 |
| HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
| HSBC | consumer protection violation | 2022 | UK-CMA | £0 |
| HSBC UK Bank plc | consumer protection violation | 2022 | UK-CMA | £0 |
| HSBC UK Bank plc | consumer protection violation | 2023 | UK-CMA | £0 |
| HSBC UK Bank plc | consumer protection violation | 2023 | UK-CMA | £0 |
