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Violation Tracker UK Parent Company Summary

Parent Company Name: Aviva PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2010£33,529,198
Number of cases: 44
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£33,483,0004
employment-related offences£46,19838
competition-related offences£01
consumer-protection-related offences£01
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£33,483,0004
pension plan violation£45,19837
labour standards violation£1,0001
price-fixing or anti-competitive practices£01
insurance violation£01
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyOffence TypeYearAgencyPenalty Amount sort icon
Aviva Investors Global Services Limitedinvestor protection violation2015UK-FCA£17,607,000
Aviva Pension Trustees UK Limited and Aviva Wrap UK Limitedinvestor protection violation2016UK-FCA£8,246,800
Sesame Limitedinvestor protection violation2013UK-FCA£6,031,200
Sesame Limitedinvestor protection violation2014UK-FCA£1,598,000
Friends Provident Life and Pensions Limitedpension plan violation2010UK-TPO£12,706
Avivapension plan violation2019UK-TPO£5,549
Friends Provident Life and Pensions Limitedpension plan violation2010UK-TPO£3,278
Friends Life Services Limitedpension plan violation2014UK-TPO£2,300
Avivapension plan violation2016UK-TPO£1,990
Avivapension plan violation2019UK-TPO£1,100
Avivapension plan violation2019UK-TPO£1,075
Solus London Ltdlabour standards violation2018UK-ET£1,000
Avivapension plan violation2021UK-TPO£1,000
Aviva Lifepension plan violation2021UK-TPO£1,000
Trustees of the Aviva Staff Pension Schemepension plan violation2019UK-TPO£1,000
Avivapension plan violation2017UK-TPO£1,000
Friends Lifepension plan violation2017UK-TPO£1,000
Friends Life Limitedpension plan violation2017UK-TPO£1,000
Avivapension plan violation2011UK-TPO£1,000
Avivapension plan violation2011UK-TPO£1,000
Aviva Life & Pensions UK Limitedpension plan violation2021UK-TPO£1,000
Friends Lifepension plan violation2016UK-TPO£950
Friends Lifepension plan violation2014UK-TPO£900
Aviva Life Services UK Limitedpension plan violation2011UK-TPO£900
Avivapension plan violation2019UK-TPO£600
Avivapension plan violation2020UK-TPO£500
Avivapension plan violation2019UK-TPO£500
Friends Lifepension plan violation2018UK-TPO£500
Avivapension plan violation2018UK-TPO£500
Avivapension plan violation2017UK-TPO£500
Friends Lifepension plan violation2017UK-TPO£500
Friends Lifepension plan violation2017UK-TPO£500
Aviva Staff Trustee Limitedpension plan violation2016UK-TPO£300
Aviva Life and Pensions UK Limitedpension plan violation2021UK-TPO£250
Avivapension plan violation2011UK-TPO£250
Avivapension plan violation2010UK-TPO£250
Friends Life WL Limitedpension plan violation2013UK-TPO£200
Friends Lifepension plan violation2015UK-TPO£100
Avivainsurance violation2017UK-CMA£0
Aviva Insurance UK Ltd.price-fixing or anti-competitive practices2011UK-OFT£0
Friends Lifepension plan violation2017UK-TPO£0
Friends Lifepension plan violation2014UK-TPO£0
Friends Life Limitedpension plan violation2014UK-TPO£0
Aviva Life Services UK Ltdpension plan violation2010UK-TPO£0